Tax Management India. Com
                        Law and Practice: A Digital eBook ...

Category of Documents

TMI - Tax Management India. Com
Case Laws Acts Notifications Circulars Classification Forms Manuals SMS News Articles
Highlights
D. Forum
What's New

Share:      

        Home        
 
SEBI
Home Acts & Rules SEBI Act SECURITIES CONTRACTS (REGULATION) ACT, 1956 Chapters List This

SECURITIES CONTRACTS (REGULATION) ACT, 1956

PRELIMINARY
Section 1 : Short title, extent and commencement
Section 2 : Definitions
Section 2A : Interpretation of certain words and expressions
RECOGNISED STOCK EXCHANGES
Section 3 : Application for recognition of stock exchanges
Section 4 : Grant of recognition to stock exchanges
Section 4A : Corporatisation and demutualisation of stock exchanges
Section 4B : Procedure for corporatisation and demutualisation
Section 5 : Withdrawal of recognition.
Section 6 : Power of Central Government to call for periodical returns or direct inquiries to be made.
Section 7 : Annual reports to be furnished to Central Government by stock exchanges
Section 7A : Power of recognised stock exchange to make rules restricting voting rights, etc.
Section 8 : Power of Central Government to direct rules to be made or to make rules.
Section 8A : Clearing corporation
Section 9 : Power of recognised stock exchanges to make bye-laws
Section 10 : Power of Securities and Exchange Board of India to make or amend bye-laws of recognised stock exchanges.
Section 11 : Power of Central Government to supersede governing body of a recognised stock exchange.
Section 12 : Power to suspend business of recognised stock exchanges
Section 12A : Power to issue directions
Section 13 : Contracts in notified areas illegal in certain circumstances
Section 13A : Additional trading floor
Section 14 : Contracts in notified areas to be void in certain circumstances
Section 15 : Members may not act as principals in certain circumstances.
Section 16 : Power to prohibit contracts in certain cases.
Section 17 : Licensing of dealers in securities in certain areas
Section 17A : Public issue and listing of securities referred to in sub-clause (ie) of clause (h) of section 2
Section 18 : Exclusion of spot delivery contracts from sections 13, 14, 15 and 17
Section 18A : Contracts in derivative
Section 19 : Stock exchanges other than recognised stock exchanges prohibited
Section 20 : Omitted
Section 21 : Conditions for listing
Section 21A : Delisting of securities
Section 22 : Right of appeal against refusal of stock exchanges to list securities of public companies.
Section 22A : Right of appeal to Securities Appellate Tribunal against refusal of stock exchange to list securities of public companies
Section 22B : Procedure and powers of Securities Appellate Tribunal
Section 22C : Right to legal representation
Section 22D : Limitation
Section 22E : Civil court not to have jurisdiction
Section 22F : Appeal to Supreme Court
PENALTIES AND PROCEDURE
Section 23 : Penalties
Section 23A : Penalty for failure to furnish information, return, etc.
Section 23B : Penalty for failure by any person to enter into an agreement with clients
Section 23C : Penalty for failure to redress investors’ grievances
Section 23D : Penalty for failure to segregate securities or moneys of client or clients.
Section 23E : Penalty for failure to comply with provision of listing conditions or delisting conditions or grounds
Section 23F : Penalty for excess dematerialisation or delivery of unlisted securities.
Section 23G : Penalty for failure to furnish periodical returns, etc.
Section 23GA : Penalty for failure to conduct business in accordance with rules, etc.
Section 23H : Penalty for contravention where no separate penalty has been provided.
Section 23I : Power to adjudicate
Section 23J. : Factors to be taken into account while adjudging quantum of penalty
Section 23JA : Settlement of administrative and civil proceedings
Section 23JB : Recovery of amounts
Section 23JC : Continuance of proceedings
Section 23K : Crediting sums realised by way of penalties to Consolidated Fund of India.
Section 23L : Appeal to Securities Appellate Tribunal
Section 23M : Offences
Section 23N : Composition of certain offences
Section 23O : Power to grant immunity
Section 24 : Contravention by companies
Section 25 : Certain offences to be cognizable.
Section 26 : Cognizance of offences by courts
Section 26A : Establishment of Special Courts
Section 26B : Offences triable by Special Courts
Section 26C : Appeal and Revision
Section 26D : Application of Code to proceedings before Special Court
Section 26E : Transitional provisions
MISCELLANEOUS
Section 27 : Title to dividends
Section 27A : Right to receive income from collective investment scheme
Section 27B : Right to receive income from mutual fund
Section 28 : Act not to apply in certain cases
Section 29 : Protection of action taken in good faith.
Section 29A : Power to delegate
Section 30 : Power to make rules
Section 30A : Special Provisions related to commodity derivatives
Section 31 : Power of Securities and Exchange Board of India to make regulations
Section 32 : Validation of certain acts
 
 
 
 

|| Home || About us || Feedback || Contact us || Disclaimer || Terms of Use || Privacy Policy || Database || Members || Refer Us ||

© Taxmanagementindia.com [A unit of MS Knowledge Processing Pvt. Ltd.] All rights reserved.
|| Blog || Site Map - Recent || Site Map ||