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Home Acts & Rules SEBI Rule SECURITIES CONTRACTS (REGULATION) RULES, 1957 This

SECURITIES CONTRACTS (REGULATION) RULES, 1957

Rule 1 : Short title
Rule 2 : Definitions
Rule 3 : Application for recognition
Rule 4 : Fees for application
Rule 5 : Documents to be filed along with the application and particulars it should contain
Rule 5A : Power to make inquiries and call for information
Rule 6 : Form of recognition
Rule 7 : Renewal of recognition
Rule 8 : Qualifications for membership of a recognised stock exchange
Rule 9 : Contracts between members of recognised stock exchange
Rule 10 : Nominees of the Securities and Exchange Board of India] on the governing bodies of recognised stock exchanges
Rule 11 : Obligation of the governing body to take disciplinary action against a member if so directed by the Securities and Exchange Board of India
Rule 12 : Audit of accounts of members
Rule 13 : Withdrawal of recognition
Rule 14 : Books of account and other documents to be maintained and preserved by every recognised stock exchange
Rule 15 : Books of account and other documents to be maintained and preserved by every member of a recognised stock exchange
Rule 16 : Manner of inquiry in relation to the affairs of the governing body of a recognised stock exchange or the affairs of any member of the stock exchange in relation to the stock exchange
Rule 17 : Submission of annual report
Rule 17A : Submission of periodical returns
Rule 18 : Manner of publication of bye-laws for criticism
Rule 19 : Requirements with respect to the listing of securities on a recognised stock exchange
Rule 19A : Continuous Listing Requirement
Rule 20 : Requirements with respect to the listing of units or any other instrument of a Collective Investment Scheme on a recognised stock exchange
Rule 21 : Delisting of securities
FORM A : Application for recognition/renewal of recognition of a stock exchange undersection 3 of the Securities Contracts (Regulation) Act, 1956
FORM B : The Securities and Exchange Board of India, having considered the application for recognition/renewal of recognition ............
FORM C : Notice to show cause against the withdrawal of recognition
 
 
 
 

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