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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Investment Advisers) Regulations 2013 Chapters List Chapter II REGISTRATION OF INVESTMENT ADVISERS This

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Regulation 7 - Qualification and certification requirement - Securities and Exchange Board of India (Investment Advisers) Regulations 2013

Extract

  1. SEBI/LAD-NRO/GN/2023/154 - Dated: 9-10-2023 - SEBI - Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2023
  2. SEBI/LAD-NRO/GN/2021/11 - Dated: 16-3-2021 - SEBI - Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021
  3. SEBI/LAD-NRO/GN/2020/22 - Dated: 3-7-2020 - SEBI - Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020.
  4. LAD-NRO/GN/2013-14/42/118 - Dated: 27-1-2014 - SEBI - Notification under Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.
  5. LAD-NRO/GN/2013-14/13/6109 - Dated: 19-6-2013 - SEBI - Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

 

 

 

 

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