Regulation 9 - Grant of certificate of registration - Securities and Exchange Board of India (Investment Advisers) Regulations 2013

Grant of certificate of registration. 9. The Board on being satisfied that the applicant complies with the requirements specified in regulation 6 shall send intimation to the applicant and on receipt of the payment of registration 1 [****] fees as specified in Second Schedule, grant certificate of registration in Form B 2 [ to an investment adviser or in Form C to a part-time investment adviser, as the case may be, ] under First Schedule, subject to such terms and conditions as the Board may deem fit and appropriate 3 [ : ] 4 [ Provided that an individual or partnership firm registered as a research analyst may be granted certificate of registration as an investment adviser, subject to such terms and conditions as the Board may deem fit and appropriate. ] ************** NOTES:- 1 The words /renewal was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. 2. Inserted vide Notification No. SEBI/LAD-NRO/GN/2024/219 dated 16-12-2024 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/219 dated 16-12-2024 before it was read as, . 4. Inserted vide Notification No. SEBI/LAD-NRO/GN/2024/219 dated 16-12-2024