Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994 Chapters List Chapter II REGISTRATION OF BANKERS TO AN ISSUE This
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Regulation 3 - Application for grant of certificate of registration - Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994Extract CHAPTER II REGISTRATION OF BANKERS TO AN ISSUE Application for grant of certificate 1 [of 2 [***] registration]. 3. (1) An application 6 [ **** ] for grant of a certificate 3 [of 4 [***] registration] as banker to an issue shall be made to the Board in Form A. 5 [(1A) An application for registration made under sub-regulation (1) shall be accompanied by a non-refundable application fee as specified in Schedule II.] (2) Notwithstanding anything contained in sub-regulation (1), any application made prior to coming into force of these regulations containing such particulars or as near thereto as mentioned in Form A shall be treated as an application made in pursuance of sub-regulation (1) and dealt with accordingly. ********** 1 Inserted by the Securities and Exchange Board of India (Bankers to an Issue) (Amendment) Regulations, 2011, w.e.f.05-07-2011. 2 The word initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 3 Inserted by the Securities and Exchange Board of India (Bankers to an Issue) (Amendment) Regulations, 2011, w.e.f. 05-07-2011. 4 The word initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 5 Inserted by the Securities and Exchange Board of India (Bankers to an Issue) (Amendment) Regulations, 2006, w.e.f, 7-9-2006. 6. Omitted vide Notification No. SEBI/LAD-NRO/GN/2021/26 dated 30-07-2021 before it was read as by scheduled bank
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