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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapters List Schedules Sch SCHEDULE This

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SCHEDULE - V - APPLICABILITY - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

Extract

  1. SEBI/LAD-NRO/GN/2023/133 - Dated: 19-6-2023 - SEBI - General obligation and Responsibilities u/r 17 to maintain proper books of account, records, etc as per SEBI (Stock Brokers) Regulations, 1992 - Execution Only Platforms - 1st day of September, 2023 date notified for provisions coming in force.
  2. SEBI/LAD-NRO/GN/2023/116 - Dated: 17-1-2023 - SEBI - Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023.
  3. SEBI/LAD-NRO/GN/2022/73 - Dated: 23-2-2022 - SEBI - Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2022
  4. SEBI/LAD-NRO/GN/2021/23 - Dated: 5-5-2021 - SEBI - Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2021
  5. SEBI/LAD-NRO/GN/2020/011 - Dated: 8-5-2020 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES) (AMENDMENT) REGULATIONS, 2020
  6. SEBI/L.A.D.-N.R.O./G.N./2019/03 - Dated: 22-3-2019 - SEBI - Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019.
  7. SEBI/LAD-NRO/GN/2018/03 - Dated: 13-3-2018 - SEBI - Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2018
  8. SEBI/LAD-NRO/GN/2016-17/038 - Dated: 29-3-2017 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYMENT) (AMENDMENT) REGULATIONS, 2017
  9. SEBI/LAD-NRO/GN/2016-17/037 - Dated: 6-3-2017 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYMENT) (AMENDMENT) REGULATIONS, 2017
  10. SEBI/LAD-NRO/GN/2015-16/017 - Dated: 8-9-2015 - SEBI - Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2015
  11. LAD-NRO/GN/2013-14/03/1089 - Dated: 23-5-2014 - SEBI - Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014

 

 

 

 

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