SCHEDULE - 13 - FORMATS OF ADVERTISEMENTS FOR PUBLIC ISSUE - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009

Extract

SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 SCHEDULE XIII FORMATS OF ADVERTISEMENTS FOR PUBLIC ISSUE PART A [See regulations 47(2), 60(7)(m) and 60(7)(n)] FORMAT OF PRE-ISSUE ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE / BOOKBUILT) This is only an advertisement for information purposes and not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the ------- Act as _____________________ and subsequently renamed as _____________( if applicable)__________ on ________________) Registered Office: __________________________________ Tel: _______________ Fax ______________ Corporate Office: _________________________________________________________________ Tel: _________Fax: _______e-mail: ______Website: THE ISSUE Public issue of ___________ (give nature of specified securities) of Rs. ____ each at a price of Rs._____ ( Floor price or price band or as the case may be in case of book built issue) for cash aggregating Rs._________ (appropriate disclosure for book built issue) Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31 (The disclosure about details of allocation shall be given in case of book built issues on these lines) The issue is being made through the book building process wherein at least____ % shall be allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price. PROMOTERS [__XYZ__] PROPOSED LISTING Names of Stock Exchanges Disclaimer Clause of the Securities and Exchange Board of India (SEBI) SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the specified securities the offer document. LEAD MERCHANT BANKERS / BOOK RUNNING LEAD MERCHANT BANKERS / CO-BOOK RUNNING LEAD MERCHANT BANKERS (as the case may be) Name, address, telephone and fax numbers, email ID, website address and contact person COMPLIANCE OFFICER OF THE ISSUER Name, address, telephone and fax numbers, email ID, website address CREDIT RATING (only if applicable) DEBENTURE TRUSTEES (if applicable) IPO GRADING 1 [(if applicable)] AVAILABILITY OF APPLICATION FORMS Names of issuer, lead merchant bankers, book runners, syndicate members, stock brokers and bankers to the issue, Self Certified Syndicate Banks 2 [, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional). Application Supported by Blocked Amount forms shall be available with designated branches of Self Certified Syndicate Banks, the list of which is available at websites of the stock exchanges and Board. AVAILABILITY OF PROSPECTUS Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / stock exchange/s at www ISSUE / BID OPENS ON: ISSUE / BID CLOSES ON: Issued by Directors of Issuer PART B [See regulations 48, 60(7)(m) and 60(7)(n)] FORMAT OF ISSUE OPENING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE / BOOKBUILT) This is only an advertisement for information purposes and not a prospectus announcement. ABC LTD. (name of issuer) (Incorporated on ____________________ under the Companies Act as __________________________ and subsequently renamed _______________________ on ________________) Registered Office: __________________________________ Tel: _______________ Fax ______________ Corporate Office: _________________________________________________________________ Tel: _________ Fax: _______ e-mail: ______ Website: _____________________________ THE ISSUE Public issue of ___________ equity shares / debentures (if applicable) of Rs. ___ each at a price of Rs._____ (Floor price or price band or as the case may be for book built issue) for cash aggregating Rs._________ (appropriate disclosure for book built issue) Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31 (The disclosure about details of allocation shall be made in case of book built issues in these lines) The issue is being made through the book building process wherein at least____ % shall be allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price. PROMOTERS [__XYZ__] PROPOSED LISTING Names of Stock Exchanges Disclaimer Clause of Securities and Exchange Board of India ( SEBI ) SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the offer document. LEAD MERCHANT BANKERS / BOOK RUNNING LEAD MERCHANT BANKERS / CO-BOOK RUNNING LEAD MERCHANT BANKERS (as the case may be) Name, address, telephone and fax numbers, e-mail ID, website address and contact person COMPLIANCE OFFICER OF ISSUER Name, address, telephone and fax numbers, e-mail ID, website address CREDIT RATING (only if applicable) DEBENTURE TRUSTEES (only if applicable) IPO GRADING 3 [(if applicable)] AVAILABILITY OF APPLICATION FORMS Names of Issuer, lead merchant bankers, book runners and bankers to the issue, Self Certified Syndicate Banks 4 [, Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional) AVAILABILITY OF PROSPECTUS Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / Stock Exchange/s at www ISSUE / BID OPENS TODAY Issued by Directors of Issuer PART C [See regulation 48, 60(7)(m) and 60(7)(n)] FORMAT OF ISSUE CLOSING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE / BOOKBUILT) This is only an advertisement for information purposes and not a prospectus announcement. ABC LTD. (name of issuer) (Incorporated on ____________________ under the Companies Act as __________________________ and subsequently renamed _______________________ on ________________) Registered Office: __________________________________ Tel: _______________ Fax ______________ Corporate Office: _________________________________________________________________ Tel: _________ Fax: _______ e-mail: ______ Website: _____________________________ THE ISSUE Public issue of ___________ equity shares (if applicable) of Rs. ____ each at a price of Rs._____ (Floor price or price band or as the case may be for Book built issue) for cash aggregating Rs._________ (appropriate disclosure for Book Built issue) Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31 [The disclosure about details of allocation shall be made in case of book built issues in these lines]. The issue is being made through the book building process wherein at least____ % shall be allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price. PROMOTERS [__XYZ__] PROPOSED LISTING Names of Stock Exchanges Disclaimer Clause of Securities and Exchange Board of India ( SEBI ) SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the offer document. LEAD MERCHANT BANKERS / LEAD BOOK RUNNERS / CO-BOOK RUNNERS (as the case may be) Name, address, telephone and fax numbers, email ID, website address and contact person COMPLIANCE OFFICER OF ISSUER Name, address, telephone and fax numbers, email ID, website address CREDIT RATING (only if applicable) DEBENTURE TRUSTEES (only if applicable) IPO GRADING 5 [ (if applicable) ] AVAILABILITY OF APPLICATION FORMS Names of Issuer, Lead Merchant bankers, book runners, Bankers to the issue, Self Certified Syndicate Banks 6 [, Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional) AVAILABILITY OF PROSPECTUS Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / Stock Exchange/s at www ISSUE / BID CLOSES TODAY Issued by Directors of Issuer 7 [Part D [See regulation 60(14)] COMPLIANCE CERTIFICATE IN RESPECT OF NEWS REPORTS Sl. No. News report details (Newspaper, date, etc.) Subject Matter Whether contents of the news report are supported by disclosures in the offer document If yes, page numbers in the draft offer document where the disclosures are made If no, action taken by the merchant bankers Yes/No ******** 1 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014, w.e.f. 04.02.2014 2 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015, w.e.f. 01.01.2016 3 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014, w.e.f. 04.02.2014 4 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015, w.e.f. 01.01.2016 5 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014, w.e.f. 04.02.2014 6 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015, w.e.f. 01.01.2016 7 Inserted by the SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010, w.e.f. 12.11.2010

SEBI/LAD-NRO/GN/2015-16/012 - Dated: 14-8-2015 - SEBI - Securities And Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015
LAD-NRO/GN/2013-14/44/226 - Dated: 4-2-2014 - SEBI - Securities And Exchange Board of India (Issue of Capital And Disclosure Requirements) (Amendment) Regulations, 2014.
LAD-NRO/GN/2010-11/19/26456 - Dated: 12-11-2010 - SEBI - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010.