Home Acts & Rules SEBI Old-Provisions SECURITIES AND EXCHANGE BOARD OF INDIA (CRITERIA FOR FIT AND PROPER PERSON) REGULATIONS, 2004 Chapters List Schedules Sch SCHEDULE This
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- - THE SCHEDULE [See Regulation 3] - SECURITIES AND EXCHANGE BOARD OF INDIA (CRITERIA FOR FIT AND PROPER PERSON) REGULATIONS, 2004Extract THE SCHEDULE [See Regulation 3] Amendment of Securities and Exchange Board of India, (Bankers to an Issue) Regulations, 1994. 1. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the bankers to an issue under these Regulations . Amendment of Securities and Exchange Board of India, (Collective Investment Schemes) Regulations, 1999. 2. After Regulation 9, the following Regulation shall be inserted, namely: - 9A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the Collective Investment Management Companies under these Regulations . Amendment of Securities and Exchange Board of India, (Credit Rating Agencies) Regulations, 1999. 3. After Regulation 5, the following Regulation shall be inserted, namely: - 5A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the credit rating agencies under these Regulations . Amendment of Securities and Exchange Board of India, (Custodian of Securities) Regulations, 1996. 4. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for fit and proper person) Regulations, 2004 shall, as for as may be, apply to all applicants or the custodians of securities under these Regulations . Amendment of Securities and Exchange Board of India, (Debenture Trustees) Regulations, 1993. 5. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the debenture trustees under these Regulations . Amendment of Securities and Exchange Board of India, (Depositories and Participants) Regulations, 1996. 6. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the depositories and participants under these Regulations . Amendment of Securities and Exchange Board of India, (Foreign Institutional Investors) Regulations, 1995. 7. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the foreign institutional investors under these Regulations . Amendment of Securities and Exchange Board of India, (Foreign Venture Capital Investors) Regulations, 2000. 8. After Regulation 4, the following Regulation shall be inserted, namely: - 4A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the foreign venture capital investors under these Regulations . Amendment of Securities and Exchange Board of India, (Merchant Bankers) Regulations, 1992. 9. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the merchant bankers under these Regulations . Amendment of Securities and Exchange Board of India, (Mutual Funds) Regulations, 1996. 10. After Regulation 7, the following Regulation shall be inserted, namely: - 7A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the mutual funds under these Regulations . Amendment of Securities and Exchange Board of India, (Portfolio Managers) Regulations, 1993. 11. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the portfolio managers under these Regulations . Amendment of Securities and Exchange Board of India, (Registrars to an Issue and Share Transfer Agents) Regulations, 1993. 12. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the registrars to an issue and share transfer agents under these Regulations . Amendment of Securities and Exchange Board of India, (Stock Brokers and Sub-Brokers) Regulations, 1992. 13. After Regulation 5, the following Regulation shall be inserted, namely: - 5A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the stock brokers, sub-brokers, trading members and clearing members under these Regulations . Amendment of Securities and Exchange Board of India, (Underwriters) Regulations, 1993. 14. After Regulation 6, the following Regulation shall be inserted, namely: - 6A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the underwriters under these Regulations . Amendment of Securities and Exchange Board of India, (Venture Capital Funds) Regulations, 1996. 15. After Regulation 4, the following Regulation shall be inserted, namely: - 4A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004. The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as for as may be, apply to all applicants or the venture capital funds under these Regulations .
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