Schedule - II (Part - F) - Application for grant of approval for holding equity shares in a recognized stock exchange or recognized clearing corporation. - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018

PART - F Application for grant of approval for holding equity shares in a recognized stock exchange or recognized clearing corporation. [See regulation 19 (4)] (1) A shareholder seeking approval of the Board for holding equity shares in a recognised stock exchange or recognised clearing corporation shall submit the following particulars: (a) Name (b) Address (c) Details of employment/ business, if any: (d) SEBI registration number, if any. (e) Details of registration with other statutory authorities,. (f) Declaration regarding the fulfillment of requirements of regulation 20 of these Regulations. (g) Details of action /penalties taken/imposed against/upon him/it by any statutory authority in India or abroad. (h) Details of activities that may, in the opinion of the shareholder, lead to his/its disqualification. (i) Association with trading members/clearing members of stock exchanges/clearing corporations. (j) Cases pending before any Court, Tribunal or any other statutory authority in India or abroad, if any. (k) Prior approvals from the Board as fit and proper, if any.