SCHEDULE VI - REGULATORY FEES - Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021

SCHEDULE VI [See Regulation 13 and Regulation 51(2)] REGULATORY FEES 1. 1 [ In respect of every draft offer document filed in terms of these regulations, a non-refundable fee of 0.00025% of issue size, subject to the minimum of twenty-five thousand rupees and maximum of fifty lakh rupees, shall be payable to the Board. ] 2 [ 2.The fees as specified in clause (1) above shall be paid by way of direct credit into the bank account through NEFT/RTGS/IMPS or online payment using the SEBI Payment Gateway or any other mode as may be specified by the Board from time to time. ] 3. In respect of every private placement of non-convertible securities and Commercial Paper which are listed in terms of these regulations, a non-refundable fee of five thousand rupees shall be paid to the designated stock exchange at the time of listing of such securities. 3 [ 4. Every designated stock exchange shall remit the regulatory fee collected during the month under clause (3) above to the Board before the tenth day of the subsequent month by way of direct credit into the bank account through NEFT/RTGS/IMPS or online payment using the SEBI Payment Gateway or any other mode as may be specified by the Board from time to time, along with the details of the securities listed during the month. ] AJAY TYAGI, Chairman [ADVT.-III/4/Exty./190/2021-22] ************ NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/119 dated 02-02-2023 before it was read as, There shall be a fee in respect of every draft offer document filed by a lead manager with the Board in terms of these regulations, a non-refundable fee of 0.00025% of issue size, subject to the minimum of twenty-five thousand rupees and maximum of fifty lakh rupees. 2. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/121 dated 07-02-2023 w.e.f. 01-04-2023 before it was read as, The fees as specified in clause (1) above shall be paid by way of direct credit in the bank account through NEFT/RTGS/IMPS or any other mode allowed by Reserve Bank of India or by means of a demand draft drawn in favour of the Securities and Exchange Board of India payable at the place where the draft offer document is filed with the Board. 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/121 dated 07-02-2023 w.e.f. 01-04-2023 before it was read as, 4. Every designated stock exchange shall remit the regulatory fee collected during the month under clause (3) above to the Board before the tenth day of the subsequent month by way of direct credit in the bank account through NEFT/RTGS/IMPS or any other mode allowed by Reserve Bank of India or by means of a demand draft drawn in favour of the Securities and Exchange Board of India payable at Mumbai along with the details of the securities listed during the month.