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Relaxation in timelines for compliance with regulatory requirements - SEBI - SEBI/HO/MIRSD/DOP/P/CIR/2021/559

Extract

..... sentations received from Stock Exchanges, SEBI had earlier provided relaxations in timelines for compliance with various regulatory requirements by the trading members / clearing members / depository participants, vide circular nos. SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020, SEBI/HO/MIRSD/DOP/CIR/P/2020/62 dated April 16, 2020, SEBI/HO/MIRSD/DOP/CIR/P/2020/68 dated April 21, 2020 and SEBI/HO/MIRSD/DOP/CIR/P/2020/72 dated April 24, 2020. 2. Later, vide circular nos. SEBI/HO/MIRSD/DOP/C .....

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Relaxation in timelines for compliance with regulatory requirements - SEBI

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..... rdings of orders / instructions received from clients. Till June 30, 2021 2. KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days. Till June 30, 2021, documents may be uploaded on to the system of KRA within 15 working days. *A 30-day time period is provided to SEBI Registered Intermediary after June 30, 2021 to clear the backlog 3. Issue of Annual Global Statement to clients. Till June 30, 2021. *Relaxation is provided only if the c .....

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Relaxation in timelines for compliance with regulatory requirements - SEBI

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..... Report - Algo / Type III Members for the period ended March 31, 2021 Till July 31, 2021 16. Action taken/follow-on audit report for System Audit /Cyber Audit Report for 2019-20 Till July 31, 2021 Relaxation in time period for certain activities carried out by Depository Participant: S. No. Compliance Extended timeline / Period of exclusion 1. BO Grievances Report Till May 31, 2021 for the month of April 2021 and till June 30, 2021, for the month of May 2021. 2. Redressal of investor grievances D .....

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Relaxation in timelines for compliance with regulatory requirements - SEBI

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