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TMI BlogRelaxation in timelines for compliance with regulatory requirementsX X X X Extracts X X X X X X X X Extracts X X X X ..... nts through Depositories 5. KYC Registration Agencies Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in timelines for compliance with various regulatory requirements b ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... f exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from the Association of National Exchanges Members of India (ANMI), Stock Exchanges and Depositories, it has been decided to extend the timelines for compliance with the following regulatory requirements by the Trading Members /Clearing ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... . Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2021 Till July 31, 2021 6. Net worth certificate for all members for HYE March 2021. Till July 31, 2021 7. Reporting of Risk based supervision Till July 31, 2021 8. Risk Assessment Template Till July 31, 2021 9. Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications Till July 31, 202 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Compliance Extended timeline / Period of exclusion 1. BO Grievances Report Till May 31, 2021 for the month of April 2021 and till June 30, 2021, for the month of May 2021. 2. Redressal of investor grievances During period from April 01, 2021 to June 30, 2021 timeline permitted for redressal of grievances extended to 30 days. 3. Closure of demat account During period from April 01, ..... X X X X Extracts X X X X X X X X Extracts X X X X
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