TMI BlogRelaxation in timelines for compliance with regulatory requirements by trading members / clearing membersX X X X Extracts X X X X X X X X Extracts X X X X ..... r, Subject: Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members 1. In view of the situation arising due to COVID-19 pandemic and extended lockdown period, based on representations received from Stock Exchanges, it has been decided to extend the due date for the following regulatory filings and compliance requirements by their trading me ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 30-Jun-20 CIR/MRD/DP/54/2017 dated June 13, 2017. IV. Risk based supervision. 31-May-20 30-Jun-20 - V. Internal Audit Report for half year ending (HYE) March 31, 2020. 31-May-20 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ovember 6, 2013. VIII. Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2020. 30-Apr-20 30-Jun-20 S EBI /MRD/SE/SU/Cir-15/04 dated March 19, 2004. IX. Net worth certificate for all members for HYE March 2020. ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... quirements at S. Nos. I - IX will be effective from their due date till the extended date as mentioned in the above table. Provision regarding imposition of penalty at S. No. X above was effective from April 01, 2020. The relaxation in this regard shall be till May 17, 2020. However, in terms of the said circular reporting of non-collection/short collection of margins in the cash segment shall con ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... their websites. 5. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 , to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully D Rajesh Kumar General Manager Market Intermediaries Regulation and Supervisi ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
