TMI BlogSecurities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021X X X X Extracts X X X X X X X X Extracts X X X X ..... GULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/11 .-In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) , the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities and Exchange Board of India (Invest ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... t or any State Government or a recognised foreign university or institution or association or a professional qualification by completing a Post Graduate Program in the Securities Market (Investment Advisory) from NISM of a duration not less than one year or a professional qualification by obtaining a CFA Charter from the CFA Institute; AJAY TYAGI, CHAIRMAN [ADVT.-III/4/Exty./537/2020-21 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tions, 2020 vide No. SEBI/LAD-NRO/GN/2020/10 . (4) 3rd July, 2020 by the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020 vide No. SEBI/LAD-NRO/GN/2020/22 . (5) 11th January, 2021 by the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 vide No. SEBI/LAD-NRO/GN/2021/04. - Notification Tax Management In ..... X X X X Extracts X X X X X X X X Extracts X X X X
|