Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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..... change Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. No. SEBI/LAD-NRO/GN/2021/48. -In terms of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 read with sub-regulation (11) of regulation 23 of the Securities and Exchange Board of India (Portfo .....

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..... the certification by passing the NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination within two years from the date of this notification: Provided that a portfolio manager, who engages or employs any such associated person who is a distributor of the Portfolio Management Services, after the date of this notification, shall ensure that such person obtain .....

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