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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. - SEBI/LAD-NRO/GN/2021/48 - SEBI

Extract

..... (Portfolio Managers) Regulations, 2020, the Board hereby issues the following notification: 1. The associated persons, engaged by a Portfolio Manager as a distributor of the Portfolio Management Services, shall obtain certification from the National Institute of Securities Markets by passing the NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination as mentioned in the communiqué No. NISM/Certification/Series-XXI-A: Portfolio Management Services (PMS .....

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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. - SEBI/LAD-NRO/GN/2021/48 - SEBI

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..... ny of the following registration/ certification as on the date of this notification- a) a valid AMFI Registration Number (ARN) b) NISM Series-V-A exam certification shall be exempted from the requirement of obtaining certification by passing the NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination till the validity of the said registration/ certification. 3. This notification shall come into force on the date of its publication in the Official Gazette. AJ .....

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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. - SEBI/LAD-NRO/GN/2021/48 - SEBI

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