SEBI issued a comprehensive Investor Charter for Research ...

SEBI Mandates Research Analysts to Enhance Transparency, Disclosure, and Investor Protection Under Comprehensive Investor Charter

June 4, 2025

Circulars SEBI

SEBI issued a comprehensive Investor Charter for Research Analysts to enhance financial consumer protection, transparency, and investor rights. The circular mandates Research Analysts to disclose material information, maintain client confidentiality, provide unbiased recommendations, and establish a robust grievance redressal mechanism through SCORES 2.0 and SMARTODR platforms. Research Analysts must publish monthly complaint data, ensure fair practices, and adhere to regulatory guidelines, with immediate effect from the circular's issuance date.

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SEBI issued a comprehensive Investor Charter for Research ...

SEBI Mandates Research Analysts to Enhance Transparency, Disclosure, and Investor Protection Under Comprehensive Investor Charter

June 4, 2025

Circulars SEBI

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This circular from SEBI provides the periodic reporting format for Research Analysts and Proxy Advisers. Key points: - Research Analysts (RAs) are required to furnish...

SEBI amended the Listing Obligations and Disclosure Requirements Regulations, 2025, introducing two key modifications: (1) SCORES registration may now be taken at the...

The document outlines a comprehensive investment strategy disclosure framework mandated by SEBI regulations, detailing essential aspects of a new fund offering including...

SEBI issued a circular revising disclosure requirements for REITs, focusing on financial information in offer documents and continuous compliance. The amendments modify...

This notification by the Securities and Exchange Board of India (SEBI) amends the SEBI (Research Analysts) Regulations, 2014. It inserts a new regulation 15A allowing...

The SEBI circular provides the following key points regarding research analysts (RAs): 1. Eligibility criteria for part-time RAs, including restrictions on providing...

SEBI issued a comprehensive Investor Charter for Investment Advisers (IAs) to enhance financial consumer protection, transparency, and investor rights. The circular...

SEBI Master Circular on Securities Market Surveillance consolidates provisions for market intermediaries, focusing on three key areas: trading rules, market...

This Master Circular consolidates various circulars and guidelines issued by SEBI to Research Analysts, superseding the previous Master Circular dated June 15, 2023. It...

SEBI has introduced the Securities and Exchange Board of India (Intermediaries) (Second Amendment) Regulations, 2025, effective upon publication in the Official Gazette....

SEBI issued a comprehensive Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs), mandating enhanced investor protection, transparency, and...

SEBI mandates that research analysts, principal officers of non-individual analysts, and associated persons providing research services must obtain NISM-Series-XV...

SEBI issued a regulatory circular revising disclosure requirements for Infrastructure Investment Trusts (InvITs). The circular modifies financial reporting guidelines in...

Legal Summary: SEBI issued a circular mandating KYC Registration Agencies (KRAs) to publish an Investor Charter on their websites to enhance investor awareness and...

This circular introduces a Liquidity Window facility framework for investors in debt securities through the stock exchange mechanism. Key points: Issuers listing debt...

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