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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Employees’ Service) Regulations, 2001 Chapter VI = CONDUCT, DISCIPLINE AND APPEALS Chapters List This

CONDUCT, DISCIPLINE AND APPEALS - Securities and Exchange Board of India (Employees’ Service) Regulations, 2001
Chapter: VI
CONDUCT, DISCIPLINE AND APPEALS
Regulation 47 : Scope of an employee's service
Regulation 48 : Liability to abide by Regulations and Orders
Regulation 49 : Obligation to maintain secrecy
Regulation 50 : Employees to promote Board's interest
Regulation 51 : Prohibition against participation in politics and standing for election
Regulation 52 : Prohibition against joining certain associations and strikes, etc.
Regulation 53 : Contributions to print, social and digital / electronic media or any other media in public domain
Regulation 54 : Employee not to seek outside employment
Regulation 55 : Employment after retirement
Regulation 56 : Employment of family members with an intermediary registered with the Board
Regulation 57 : Giving evidence
Regulation 58 : Seeking to influence
Regulation 59 : Part-time work
Regulation 60 : Employee not to be absent from duty without permission or be late in attendance
Regulation 61 : Absence from station
Regulation 62 : Acceptance of gifts
Regulation 63 : Private trading
Regulation 64 : Restrictions on investments
Regulation 65 : Speculation in stocks, shares, investments, etc.
Regulation 66 : Movable, immovable and valuable property
Regulation 67 : Lending and Borrowings
Regulation 68 : Demonstrations
Regulation 69 : Joining of Association prejudicial to the interests of the country
Regulation 70 : Raising of subscriptions
Regulation 71 : Not to misuse official position
Regulation 71A : Prohibition on participating in auction conducted by the Board in pursuance of recovery proceedings.
Regulation 72 : Consumption of Intoxicating Drinks and Drugs
Regulation 73 : Employees in debt
Regulation 74 : Employees arrested for debt or on criminal charge
Regulation 75 : Vindication of Acts and character of employee
Regulation 76 : Not to address appeals, representations, petitions to outside authority or person
Regulation 77 : Criticism of Board or Government
Regulation 78 : Not to misuse residential accommodation or other facilities
Regulation 78A : Prohibition of Sexual Harassment of Women Employee at Work Place
Regulation 79 : Penalties
Regulation 80 : Procedure for imposing major penalties
Regulation 81 : Action on the inquiry report
Regulation 82 : Procedure for imposing minor penalties
Regulation 83 : Communication of orders
Regulation 84 : Common Proceedings
Regulation 85 : Special procedure in certain cases
Regulation 86 : Suspension
Regulation 87 : Vigilance cases
Regulation 88 : Appeal
 

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