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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapter IV = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

Chapter: IV
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 17	:	To maintain proper books of account, records, etc.
Regulation 18	:	Maintenance of books of account and records.
Regulation 18A	:	Appointment of compliance officer
Regulation 18B	:	Omitted
Regulation 18C	:	Omitted
Regulation 18D	:	Enhanced obligations and responsibilities for qualified stock brokers
Regulation 28C	:	Grievance Redressal Mechanism

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