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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapter IV = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Chapter: IV
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 17 : To maintain proper books of account, records, etc.
Regulation 18 : Maintenance of books of account and records.
Regulation 18A : Appointment of compliance officer
Regulation 18B : Omitted
Regulation 18C : Omitted
Regulation 18D : Enhanced obligations and responsibilities for qualified stock brokers
Regulation 18DA : Investor Charter
 

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