Regulation 18D - Enhanced obligations and responsibilities for qualified stock brokers - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

..... as well as governance and service standards, on the basis of the following parameters and the appropriate weightages thereon: - a) the total number of active clients; b) the available total assets of clients with the stock broker; c) the trading volu .....

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Regulation 18D - Enhanced obligations and responsibilities for qualified stock brokers - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

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..... gement policy and processes; c) scalable infrastructure and appropriate technical capacity; d) framework for orderly winding down; e) robust cyber security framework and processes; and f) investor services including online complaint redressal mechani .....

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Regulation 18D - Enhanced obligations and responsibilities for qualified stock brokers - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

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