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Regulation 18D - Enhanced obligations and responsibilities for qualified stock brokers - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992Extract ..... as well as governance and service standards, on the basis of the following parameters and the appropriate weightages thereon: - a) the total number of active clients; b) the available total assets of clients with the stock broker; c) the trading volu ..... X X X X Extracts X X X X Login / Subscribe to Access Full Page X X X X Extracts X X X X ..... gement policy and processes; c) scalable infrastructure and appropriate technical capacity; d) framework for orderly winding down; e) robust cyber security framework and processes; and f) investor services including online complaint redressal mechani ..... X X X X Extracts X X X X Login / Subscribe to Access Full Page X X X X Extracts X X X X
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