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2012 (4) TMI 780 - SECURITIES APPELLATE TRIBUNAL, MUMBAIExtract: ....... penalty for violation for FUTP Regulations to ₹ 1 lac. The facts of the case establish that the appellant has not acted with the required diligence, care and skill in its dealings with the clients. The penalty of ₹ 1 lac on this count is upheld. In the result the appeal is partly allowed and penalty reduced to ₹ 2 lacs. No costs.
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