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Relaxation in timelines for compliance with regulatory requirements - SEBI - SEBI/HO/MIRSD/DOP/CIR/P/2020/191

Extract

..... -19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in timelines for compliance with various regulatory requirements by the trading members / clearing members / depository participants, vide circular nos. SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020, SEBI/HO/MIRSD/DOP/CIR/P/2020/62 dated April 16, 2020, and SEBI/HO/MIRSD/DOP/CIR/P/2020/68 dated April 21, 2020. Later, vide circular nos. SEBI/HO/MIRSD/DOP .....

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Relaxation in timelines for compliance with regulatory requirements - SEBI

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..... ne is extended Extended timeline / Period of exclusion KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days. III Period of exclusion shall be from March 23, 2020 till December 31, 2020. Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/141 dated July 29, 2020. S. No. for which timeline is extended Extended timeline / Period of exclusion Cyber Security & Cyber Resilience Audi .....

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Relaxation in timelines for compliance with regulatory requirements - SEBI

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