Relaxation in timelines for compliance with regulatory requirements

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..... learing Corporations (including those in International Financial Services Centres) 3. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in timelin .....

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..... ements by the trading members / clearing members, mentioned in the SEBI circulars, as under: Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020. S. No. for which timeline is extended Extended timeline / Period of exclusion Maintaining call recordings of orders / instructions received from clients. XI December 31, .....

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..... provisions of this circular to the notice of their members and also disseminate the same on their websites. All other conditions specified in the aforementioned circulars shall continue to remain applicable till the period of relaxation. 4. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992, to protect the interests .....

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