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SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) (AMENDMENT) REGULATIONS, 2017 - SEBI/LAD-NRO/GN/2016-17/036 - SEBI

Extract

  1. Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  2. DEPOSITORIES ACT, 1996
  3. SECURITIES CONTRACTS (REGULATION) ACT, 1956
  4. Securities and Exchange Board of India Act, 1992
  5. Section 31 - Power of Securities and Exchange Board of India to make regulations - SECURITIES CONTRACTS (REGULATION) ACT, 1956
  6. Section 30 - Power to make regulations - Securities and Exchange Board of India Act, 1992
  7. Section 25 - Power of Board to make regulations. - DEPOSITORIES ACT, 1996
  8. Section 23JA - Settlement of administrative and civil proceedings - SECURITIES CONTRACTS (REGULATION) ACT, 1956
  9. Section 19IA - Settlement of Administrative Civil Proceedings. - DEPOSITORIES ACT, 1996
  10. Section 15JB - settlement of administrative and civil proceedings - Securities and Exchange Board of India Act, 1992
  11. SCHEDULE - II - GUIDELINES FOR ARRIVING AT SETTLEMENT TERMS - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  12. SCHEDULE - I - Application for settlement - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  13. Regulation 8 - Settlement terms - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  14. Regulation 6 - Withdrawal of application - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  15. Regulation 5 - Scope of settlement proceedings - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  16. Regulation 4 - Limitation - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  17. Regulation 20 - Rejection in certain eventualities - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  18. Regulation 14 - Action on recommendation of high powered advisory committee - Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014

 

 

 

 

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