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TMI BlogSecurities and Exchange Board of India (Issue of Capital and Disclosure requirements) (Second Amendment) Regulations, 2017X X X X Extracts X X X X X X X X Extracts X X X X ..... quirements) Regulations, 2009, namely:- 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, - a) in regulation 2, in sub-regulation (1), - i. in clause (zd), after sub-clause (xii), the following new sub-clause shall be inserted, namely,- "(xiii) systemically important non-banking financial companies." ii. after clause (zl), the following new clause shall be inserted, namely,- "(zla) "systemically important non-banking fin ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n regulation 70, in sub-regulation (4), after the words "Insurance Regulatory and Development Authority" and before the symbol ".", the following words and figures shall be inserted, namely, - "of India or a Scheduled Bank listed under the Second Schedule of the Reserve Bank of India Act, 1934 or a Public Financial Institution as defined in clause 72 of section 2 of the Companies Act, 2013." d) the existing Schedule IX shall be substituted by the following, - "SCHEDULE IX [See regulation 16 (2) and (3)] FORMAT OF REPORT TO BE SUBMITTED BY MONITORING AGENCY Front Page: Report of the Monitoring Agency Name of the Issuer: For quarter ended: Name of the Monitoring Agency: (a) Deviation from the objects: - Utilization different from ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tor to which it belongs : 2) Issue Details: Issue Period : Type of issue (public/rights) : Type of specified securities : Grading : Issue size (Rs. in Crores) : 3) Details of the arrangement made to ensure the monitoring of issue proceeds: (Give item by item description for all the objects stated in offer document separately in following format) Particulars Reply Comments of Monitoring Agency Comments of Board of Directors Whether all the utilzation is as per disclosure in Offer Document? Yes/No Whether Shareholder approval is obtained in case of material deviations# from expenditures disclosed in Offer Document? Yes/No Whether means of finance for disclosed objects of the Issue has changed? Yes/No Any major deviation obs ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 5/174471. 2. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were subsequently amended on:- (1) 11th December, 2009 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009- 10/23/186926. (2) 1st January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009- 2010/25/189240. (3) 8th January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 vide No. LADNRO/GN/2009- 10/26/190146. (4) 13th April, 2010 by Securities and Exchange Board of India (Issue of C ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ions, 2012 vide No. LADNRO/GN/2012-13/12/18951. (13) 12th October, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/18/5391. (14) 27th February, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-13/32/4947. (15) 26th August, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/19/6422. (16) 8th October, 2013 by Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 012. (26) 02nd of September, 2015 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015- 16/013. (27) 10th of September, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Sixth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/18. (28) 27th of October, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2015 vide No. SEBI/ LAD-NRO/GN/2015-16/025. (29) 21st of January, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2015-16/031. (30) 17th of February, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amen ..... X X X X Extracts X X X X X X X X Extracts X X X X
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