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..... ction/ inquiry/ examination in the matter of …………………………………………….has prima facie observed that you have violated the following provisions of the securities laws: (i) ………….. (ii) ………….. (iii) ………&helli .....

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..... ng with the following non-monetary terms: (i) . ………………… (ii) ......................…… (please specify any other terms, if any) 4. If remittance of the settlement amount is not made and/ or any of the non-monetary terms are not complied or undertaken to be complied within the specified time, the Board may initiate or continue any s .....

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..... er conclusion of proceedings before the Adjudicating Officer or the Board, as the case may be. Name, designation and signature Encl: As above] ******** 1 Inserted vide the Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) (Second Amendment) Regulations,2017 w.e.f. 27.12.2017. -
Statute, statutory provisions legislation, law, enactment, Acts, Rules .....

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