Specified intermediary and other entity to obtain unique identification numbers

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..... he Board in the official gazette, no specified intermediary or other entity shall act as such, unless- (a) it has obtained a unique identification number from the Designated Service Provider; and (b) the following related persons have been allotted unique identification numbers by the Designated Service Provider : (i) its principal officer and personnel engaged in the operational activities of .....

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..... vities of asset management companies; and] (vii) its proprietor, where applicable; 3[***] (viii) 4[***]. 5[Explanation.-For the purposes of sub-clauses (i) and (vi-a), the words 'personnel engaged in the operational activities' shall mean the employees comprising the top three tiers of management excluding the Board of Directors engaged in the operational activities of the specified intermediar .....

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..... d by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004. Prior to its substitution, sub-clause (v) read as under :- "(v) its associates and their directors;" 2 Inserted by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004. 3 Word "and" omitted by the SEBI (Cen .....

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