Cancellation of Certificate of Registration and Issue of No Due Certificate

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..... Issue of No Due Certificate. This is issued to streamline the process of cancellation of registration certificates granted to brokers under Regulation 6 of the SEBI (Stock-brokers and Sub-brokers) Regulations, 1992 in case of surrender of membership. In case the rules / bye-laws of your exchange provide for surrender of membership and you accept such surrenders after following due proce .....

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..... BI Act and the SEBI (Stock-brokers and Sub-brokers) Rules and Regulations, 1992. (e) no complaint / arbitration /disciplinary proceeding is pending against the broker, and (f) no investigation / inquiry by any exchange is pending against the broker. This communication should be accompanied by (i) the original certificate of registration for cancellation (i .....

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