Tax Management India. Com
                        Law and Practice: A Digital eBook ...

Category of Documents

TMI - Tax Management India. Com
Case Laws Acts Notifications Circulars Classification Forms Manuals SMS News Articles
Highlights
D. Forum
What's New

Share:      

        Home        
 

TMI Blog

Home List
← Previous Next →

REGISTRATION OF INTERMEDIARIES

of India Association of Mutual Funds in India (AMFI) Dear Sirs, As you are aware, SEBI circular No. MFD/CIR No.10/310/01 dated September 25, 2001 stipulates inter alia that all distributors and agents of mutual funds units should pass the AMFI certification examination and follow the provisions of SEBI (Mutual funds) Regulations and Guidelines including code of conduct. Further, SEBI Circular No. .....

X X X X X X X

Full Text of the Document

X X X X X X X

ified by SEBI and AMFI from time to time. Mutual funds shall monitor the compliance of these guidelines and code of conduct by their intermediaries in terms of business done across all mutual funds. In case of non-compliance, the empanelling mutual funds may suspend further business and pay-out of commissions, etc. until full compliance by them. Exemption for Senior Citizens Senior citizens with e .....

X X X X X X X

Full Text of the Document

X X X X X X X

f the code of conduct issued vide SEBI Circular dated June 26, 2002, which prohibits sharing of commissions by the intermediaries with the investors and attracting clients through temptation of gifts etc. All mutual funds and intermediaries are advised to follow it strictly and should not indulge in any practice contravening it directly or indirectly i.e. paying commissions in any form or by allot .....

X X X X X X X

Full Text of the Document

X X X X X X X

 

 

← Previous Next →

 

 

|| Home || About us || Feedback || Contact us || Disclaimer || Terms of Use || Privacy Policy || Database || Members || Refer Us ||

© Taxmanagementindia.com [A unit of MS Knowledge Processing Pvt. Ltd.] All rights reserved.
|| Blog || Site Map - Recent || Site Map ||