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Service Fees and change in enquiry proceedings

rust of India Association of Mutual Funds in India Dear Sirs, 1) We are enclosing a copy of the gazette notification dated September 9, 2002 pertaining to SEBI (Mutual Funds) (Fourth Amendment) Regulations, 2002 for your information and implementation. 2) Please note that SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002 have been notified on September 2 .....

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) These regulations may be called the Securities and Exchange Board of India (Mutual Funds) Fourth Amendment Regulations, 2002. (ii) They shall come into force on the date of their publication in the official gazette. 2. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, (i) in Second Schedule, in clause I, for para C following para shall be substituted, namely :- &quo .....

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ed as '7' and '8', respectively. 3. In the Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2002 published in Gazette of India on 20th February , 2002 vide S.O. No. 219 (E), the following footnote shall be appended :- " Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 199 .....

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nt) Regulations, 2001 vide S.O no. 476 (E). (h) July 23, 2001 by SEBI (Mutual Funds) (Second Amendment) Regulations, 2001 vide S.O. no. 698 (E)." [F. No. SEBI/LGL/ 16974 /2002] G.N. BAJPAI CHAIRMAN SECURITIES AND EXCHANGE BOARD OF INDIA Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 1996 published in the Gazette of .....

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no. 476 (E). (h) July 23, 2001 by SEBI (Mutual Funds) (Second Amendment) Regulations, 2001 vide S.O. no. 698 (E). (i) February 20, 2002 by SEBI (Mutual Funds) (Amendment) Regulations, 2002 vide S.O no. 219 (E). (j) June11, 2002 by SEBI (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O no. 625 (E). (k) July 30, 2002 by SEBI (Mutual Funds) (Third Amendment) Regulations, 2002 vide S.O no. .....

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