Service Fees and change in enquiry proceedings

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..... 2002 pertaining to SEBI (Mutual Funds) (Fourth Amendment) Regulations, 2002 for your information and implementation. 2) Please note that SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002 have been notified on September 27, 2002 and are available on SEBI website under the heading "Legal Framework - Regulations". As a result, certain provisions .....

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..... , 2002. (ii) They shall come into force on the date of their publication in the official gazette. 2. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, (i) in Second Schedule, in clause I, for para C following para shall be substituted, namely :- "C. SERVICE FEES PAYABLE BY MUTUAL FUNDS Net Assets as on 31st March Service Fee payable Upto ₹ 500 cro .....

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..... India (Mutual Funds) (Amendment) Regulations, 2002 published in Gazette of India on 20th February , 2002 vide S.O. No. 219 (E), the following footnote shall be appended :- " Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 1996 published in the Gazette of India, Part II, Section 3(ii) dated December 09, 1996. SEBI .....

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..... ds) (Second Amendment) Regulations, 2001 vide S.O. no. 698 (E)." [F. No. SEBI/LGL/ 16974 /2002] G.N. BAJPAI CHAIRMAN SECURITIES AND EXCHANGE BOARD OF INDIA Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 1996 published in the Gazette of India, Part II, Section 3(ii) dated December 09, 1996. SEBI (Mutual Funds .....

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..... ndment) Regulations, 2001 vide S.O. no. 698 (E). (i) February 20, 2002 by SEBI (Mutual Funds) (Amendment) Regulations, 2002 vide S.O no. 219 (E). (j) June11, 2002 by SEBI (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O no. 625 (E). (k) July 30, 2002 by SEBI (Mutual Funds) (Third Amendment) Regulations, 2002 vide S.O no.809 (E).
Circular, Trade Notice, Public Notice, Instruction .....

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