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Service Fees and change in enquiry proceedings

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..... SEBI (Mutual Funds) (Fourth Amendment) Regulations, 2002 for your information and implementation. 2) Please note that SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002 have been notified on September 27, 2002 and are available on SEBI website under the heading "Legal Framework - Regulations". As a result, certain provisions of SEBI (Mutual Fun .....

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..... force on the date of their publication in the official gazette. 2. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, (i) in Second Schedule, in clause I, for para C following para shall be substituted, namely :- "C. SERVICE FEES PAYABLE BY MUTUAL FUNDS Net Assets as on 31st March Service Fee payable Upto ₹ 500 crores. ₹ 2.50 lakhs Above ₹ 500 cr .....

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..... n Gazette of India on 20th February , 2002 vide S.O. No. 219 (E), the following footnote shall be appended :- " Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 1996 published in the Gazette of India, Part II, Section 3(ii) dated December 09, 1996. SEBI (Mutual Funds) Regulations, 1996 were subsequently amended on - .....

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..... No. SEBI/LGL/ 16974 /2002] G.N. BAJPAI CHAIRMAN SECURITIES AND EXCHANGE BOARD OF INDIA Footnote: The principal regulations, SEBI (Mutual Funds) Regulations, 1996 were issued under S.O No. 856(E) dated December 9, 1996 published in the Gazette of India, Part II, Section 3(ii) dated December 09, 1996. SEBI (Mutual Funds) Regulations, 1996 were subsequently amended on- (a) April 15, 1997 by SEBI (Mu .....

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