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Database for Distinctive Number (DN) of Shares - Action against non-compliant companies

..... r & Share Transfer Agents All Depository Participants Dear Sir/Madam, Sub: 1. Regulation 75 of the SEBI (Depositories and Participants) Regulations, 2018 mandates issuer or its agent to daily reconcile the records of dematerialized securities with all securities issued by them. 2. While emphasizing the responsibility of issuers to reconcile the records, as mentioned above, in order to enable D .....

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..... of the records in terms of the said circular shall attract appropriate actions under the extant laws. 3. It is noted that, despite follow-ups by Depositories, certain companies are yet to comply with aforementioned circular no. CIR/MRD/DP/10/2015 dated June 05, 2015. Hence, in order to protect the interest of investors:- a. Depositories are hereby directed that, with effect from August 01, 2019 :- .....

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..... ve in specific cases where moratorium on enforcement proceedings has been provided for under any Act, Court/ Tribunal Orders, etc. b. The names of companies that are not in compliance with aforementioned circular shall be prominently disseminated on the website of the exchanges / depositories, indicating that the concerned companies have not complied with SEBI circular no. CIR/MRD/DP/10/2015 dated .....

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..... rred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. This circular is available on SEBI website at www.sebi.gov.in. Yours faithfully, Sanjay Purao General Manager Ph: +91 22 2644 9343 Email: sanjayp@sebi.gov.in - Circular - Trade Notice - Publi .....

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