Enhanced Due Diligence for Dematerialization of Physical Securities

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..... ock Exchanges All Listed Companies (through Stock Exchanges) Dear Sir/ Madam, Sub: Enhanced Due Diligence for Dematerialization of Physical Securities 1. In terms of Regulation 40 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (IV Amendment) Regulations, 2018 ( LODR ), transfer of securities held in .....

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..... t by December 31, 2019. The common format for this data shall be specified jointly by the Depositories and be communicated to Issuer companies / their RTAs. II. Depositories shall capture the relevant details from the static database as per clause I above and put in place systems to validate any dematerialization request received after December 31, 2019. Accordingly, the depository sy .....

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..... iii. Copy of gazette notification regarding change in name iv. Copy of Aadhar Card IV. In the case of complete mismatch of name on the share certificate(s) vis- -vis name of the beneficial owner of demat account, the applicant may approach the Issuer company / RTA for establishing his title / ownership. 3. Depositories shall; a) make necess .....

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..... Entities and also to disseminate the same on their websites. Yours faithfully Manjesh Roy S. General Manager Tel. no: 022-26449710 Email id: manjeshsr@sebi.gov.in - Circular - Trade Notice - Public Notice - Instructions - Office orders Tax Management India - taxmanagementindia - taxmanagement - taxmanagementindia.c .....

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