Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015

Chapter: I
PRELIMINARY
Regulation 1	:	Short title and commencement
Regulation 2	:	Definitions
Regulation 3	:	Applicability of the regulations
Chapter: II
PRINCIPLES GOVERNING DISCLOSURES AND OBLIGATIONS OF LISTED ENTITY
Regulation 4	:	Principles governing disclosures and obligations
Chapter: III
COMMON OBLIGATIONS OF LISTED ENTITIES
Regulation 5	:	General obligation of compliance
Regulation 6	:	Compliance Officer and his Obligations
Regulation 7	:	Share Transfer Agent
Regulation 8	:	Co-operation with intermediaries registered with the Board.
Regulation 9	:	Preservation of documents
Regulation 10	:	Filing of information
Regulation 11	:	Scheme of Arrangement
Regulation 12	:	Payment of dividend or interest or redemption or repayment.
Regulation 13	:	Grievance Redressal Mechanism.
Regulation 14	:	Fees and other charges to be paid to the recognized stock exchange(s)
Chapter: IV
OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES
Regulation 15	:	Applicability
Regulation 16	:	Definitions
Regulation 17	:	Board of Directors.
Regulation 17A	:	Maximum number of directorships
Regulation 18	:	Audit Committee.
Regulation 19	:	Nomination and remuneration committee.
Regulation 20	:	Stakeholders Relationship Committee
Regulation 21	:	Risk Management Committee.
Regulation 22	:	Vigil mechanism
Regulation 23	:	Related party transactions
Regulation 24	:	Corporate governance requirements with respect to subsidiary of listed entity
Regulation 24A	:	Secretarial Audit
Regulation 25	:	Obligations with respect to independent directors
Regulation 26	:	Obligations with respect to employees including senior management, key managerial personnel, directors and promoters
Regulation 26A	:	Vacancies in respect of certain Key Managerial Personnel
Regulation 27	:	Other corporate governance requirements
Regulation 28	:	In-principle approval of recognized stock exchange(s).
Regulation 29	:	Prior Intimations
Regulation 30	:	Disclosure of events or information
Regulation 30A	:	Disclosure requirements for certain types of agreements binding listed entities
Regulation 31	:	Holding of specified securities and shareholding pattern
Regulation 31A	:	Conditions for re-classification of any person as promoter / public
Regulation 31B	:	Special rights to shareholders
Regulation 32	:	Statement of deviation(s) or variation(s)
Regulation 33	:	Financial results
Regulation 34	:	Annual Report
Regulation 35	:	Annual Information Memorandum.
Regulation 36	:	Documents & Information to shareholders
Regulation 37	:	Draft Scheme of Arrangement & Scheme of Arrangement
Regulation 37A	:	Sale, lease or disposal of an undertaking outside Scheme of Arrangement
Regulation 38	:	Minimum Public Shareholding
Regulation 39	:	Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities
Regulation 40	:	Transfer or transmission or transposition of securities
Regulation 41	:	Other provisions relating to securities.
Regulation 41A	:	Other provisions relating to outstanding SR equity shares
Regulation 42	:	Record Date or Date of closure of transfer books
Regulation 43	:	Dividends
Regulation 43A	:	Dividend Distribution Policy
Regulation 44	:	Meetings of shareholders and voting
Regulation 45	:	Change in name of the listed entity
Regulation 46	:	Website
Regulation 47	:	Advertisements in Newspapers
Regulation 48	:	Accounting Standards.
Chapter: V
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS NON-CONVERTIBLE SECURITIES
Regulation 49	:	Applicability
Regulation 50	:	Intimation to stock exchange(s).
Regulation 51	:	Disclosure of information having bearing on performance/operation of listed entity and/or price sensitive information
Regulation 52	:	Financial Results
Regulation 53	:	Annual Report
Regulation 54	:	Security Cover
Regulation 55	:	Credit Rating
Regulation 56	:	Documents and Intimation to Debenture Trustees
Regulation 57	:	Intimation to stock exchanges
Regulation 58	:	Documents and information to holders of non - convertible securities
Regulation 59	:	Structure of non convertible debt securities and non convertible redeemable preference shares.
Regulation 59A	:	Draft Scheme of Arrangement and Scheme of Arrangement
Regulation 60	:	Record Date
Regulation 61	:	Terms of non convertible debt securities and non convertible redeemable preference shares.
Regulation 61A	:	Dealing with unclaimed non-convertible securities and benefits accrued thereon
Regulation 62	:	Website
Regulation 62A	:	Listing of subsequent issuances of non-convertible debt securities
Chapter: VI
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND EITHER NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES OR BOTH
Regulation 63	:	Applicability of Chapters IV and V.
Regulation 64	:	Delisting
Chapter: VIA
FRAMEWORK FOR VOLUNTARY DELISTING OF NON-CONVERTIBLE DEBT SECURITIES OR NON-CONVERTBLE REDEEMABLE PREFERENCE SHARES AND OBLIGATIONS OF THE LISTED ENTITY ON SUCH DELISTING
Regulation 64A	:	Applicability
Regulation 64B	:	In-principle approval of the stock exchanges
Regulation 64C	:	Obligations of the listed entity
Regulation 64D	:	Notice of delisting
Regulation 64E	:	Approval from the holders and No-Objection Letter from the Debenture Trustee
Regulation 64F	:	Failure of delisting proposal
Regulation 64G	:	Final application to the stock exchange
Regulation 64H	:	Delisting from some of the stock exchanges
Regulation 64I	:	Monitoring of compliance by the stock exchanges
Chapter: VII
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS INDIAN DEPOSITORY RECEIPTS
Regulation 65	:	Applicability
Regulation 66	:	Definitions
Regulation 67	:	General Obligations of listed entity
Regulation 68	:	Disclosure of material events or information
Regulation 69	:	Indian Depository Receipt holding pattern & Shareholding details
Regulation 70	:	Periodical Financial Results
Regulation 71	:	Annual Report
Regulation 72	:	Corporate Governance
Regulation 73	:	Documents and Information to IDR Holder
Regulation 74	:	Equitable Treatment to IDR Holders.
Regulation 75	:	Advertisements in Newspapers
Regulation 76	:	Terms of Indian Depository Receipts.
Regulation 77	:	Structure of Indian Depository Receipts
Regulation 78	:	Record Date
Regulation 79	:	Voting
Regulation 80	:	Delisting of Indian Depository Receipt
Chapter: VIII
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SECURITISED DEBT INSTRUMENTS
Regulation 81	:	Applicability
Regulation 82	:	Intimation and filings with stock exchange(s).
Regulation 83	:	Disclosure of information having bearing on performance/operation of listed entity and/or price sensitive information.
Regulation 84	:	Credit Rating
Regulation 85	:	Information to Investors
Regulation 86	:	Terms of Securitized Debt Instruments.
Regulation 87	:	Record Date.
Chapter: VIII A
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS SECURITY RECEIPTS
Regulation 87A	:	Applicability
Regulation 87B	:	Intimations and Disclosure of events or information to Stock Exchanges
Regulation 87C	:	Valuation, Rating and NAV disclosure
Regulation 87D	:	Terms of Security Receipts.
Regulation 87E	:	Record Date
Chapter: IX
OBLIGATIONS OF LISTED ENTITY WHICH HAS LISTED ITS MUTUAL FUND UNITS
Regulation 88	:	Applicability.
Regulation 89	:	Definitions
Regulation 90	:	Submission of Documents
Regulation 91	:	Dissemination on the website of stock exchange(s)
Chapter: IX-A
OBLIGATIONS OF SOCIAL ENTERPRISES
Regulation 91A	:	Applicability
Regulation 91B	:	Disclosures by a For Profit Social Enterprise
Regulation 91C	:	Disclosures by a Not for Profit Organization
Regulation 91D	:	Intimations and disclosures by Social Enterprise of events or information to Social Stock Exchange(s) or Stock Exchange(s)
Regulation 91E	:	Disclosures by a Social Enterprise in respect of social impact
Regulation 91F	:	Statement of utilisation of funds
Chapter: X
DUTIES AND OBLIGATIONS OF THE RECOGNISED STOCK EXCHANGE(S)
Regulation 92	:	Dissemination
Regulation 93	:	Transferability
Regulation 94	:	Draft Scheme of Arrangement & Scheme of Arrangement in case of entities that have listed their specified securities
Regulation 94A	:	Draft Scheme of Arrangement & Scheme of Arrangement in case of entities that have listed their non-convertible debt securities or non-convertible redeemable preference shares
Regulation 95	:	Statement on Impact of Audit Qualifications accompanying Annual Audit Report.
Regulation 96	:	Grievance Redressal
Regulation 97	:	Monitoring of Compliance/Non Compliance & Adequacy/ Accuracy of the disclosures
Chapter: XI
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 98	:	Liability for contravention of the Act, rules or the regulations
Regulation 99	:	Failure to pay fine
Chapter: XI-A
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 99A	:	Exemption from enforcement of the regulations in special cases
Chapter: XII
MISCELLANEOUS
Regulation 100	:	Amendments to other regulations.
Regulation 101	:	Power to remove difficulties
Regulation 102	:	Power to relax strict enforcement of the regulations
Regulation 103	:	Repeal and Savings
SCHEDULE
SCHEDULE - 01	:	TERMS OF SECURITIES [See Regulation 12]
SCHEDULE - 02	:	CORPORATE GOVERNANCE [See Regulation 17(7)]
SCHEDULE - 03	:	DISCLOSURES OF EVENTS OR INFORMATION
SCHEDULE - 04	:	DISCLOSURES IN FINANCIAL RESULTS
SCHEDULE - 05	:	ANNUAL REPORT [See Regulation 34(3) and 53(f)]
SCHEDULE - 06	:	MANNER OF DEALING WITH UNCLAIMED SHARES [See Regulation 39(4)]
SCHEDULE - 07	:	TRANSFER AND TRANSMISSION OF SECURITIES [See Regulation 40(7) and 61(4)]
SCHEDULE - 08	:	MANNER OF REVIEWING FORM B ACCOMPANYING ANNUAL AUDITED RESULTS [Omitted]
SCHEDULE - 09	:	AMENDMENTS TO OTHER REGULATIONS [See regulation 100]
SCHEDULE - 10	:	LIST OF SEBI CIRCULARS WHICH STAND RESCINDED [See Regulation 103]
SCHEDULE - 11	:	Fee in respect of draft scheme of arrangement [see regulations 37, 59A, 94 and 94A]