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Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/29 - SEBI

Extract

..... hange Board of India (Credit Rating Agencies) Regulations, 1999, ─ I. in regulation 2, in sub-regulation (1), i. in clause (d), the words and symbols “clause (7) of section 2 of the Companies Act, 1956 (1 of 1956)” shall be replaced with the words and symbols “clause (11) of section 2 of the Companies Act, 2013 (18 of 2013)” ii. in clause (eii), in sub-clause (i), the words and symbols “Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997” shall be replaced with the words and symbols “regulations framed under clause (h) of sub-section (2) of section 11 of the Act” iii. in clause (g), the words and symbols “Companies Act, 1956 (1 .....

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Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/29 - SEBI

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..... regulation 9, i. in clause (f), the words “offered by way of public or rights issue” shall be replaced with the words “that are listed or proposed to be listed on a stock exchange recognized by the Board” ii. before the proviso to clause (f), the following shall be inserted ─ “Explanation: ─ For the purposes of this clause, the ratings undertaken by a credit rating agency under the respective guidelines of a financial sector regulator or authority shall be under the purview of the respective financial sector regulator or authority.”. VI. in regulation 29, in sub-regulation (2), clause (c) shall be substituted with the following namely─ “(c) to investigate into complaints received .....

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Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/29 - SEBI

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..... 04 by Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S. O. No. 398 (E). (g) September 7, 2006 by the Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2006 vide S. O. No. 1454(E). (h) May 26, 2008 by the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 vide no. LAD/ NRO/GN/2008/11/126538. (i) March 19, 2010 by the Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2010 vide Notification No. LAD-NRO/GN/2009-2010/30/199044. (j) April 13, 2011 by the Securities and Exchange Board of India (Change in Conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2011 vide Notif .....

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Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/29 - SEBI

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