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Section 11 - Functions of Board - Securities and Exchange Board of India Act, 1992

  1. Notification No. SEBI/LAD-NRO/GN/2020/09 - Dated: 7-4-2020 - Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020.
  2. Notification No. SEBI/LAD/NRO/GN/2020/07 - Dated: 6-3-2020 - Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2020.
  3. Notification No. SEBI/LAD-NRO/CN/2020/03 - Dated: 16-1-2020 - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  4. Notification No. SEBI/LAD-NRO/GN/2020-02 - Dated: 10-1-2020 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020
  5. Notification No. SEBI/LAD-NRO/GN/2019/45 - Dated: 26-12-2019 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2019
  6. Notification No. SEBI/LAD-NRO/GN/2018/10 - Dated: 9-5-2018 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018.
  7. Notification No. SEBI/LAD-NRO/GN/2019/44 - Dated: 19-12-2019 - Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2019
  8. Notification No. SEBI/LAD-NRD/GN/2019/33 - Dated: 19-9-2019 - Securities and Exchange Board of India (Buy-Back of Securities) (Second Amendment) Regulations, 2019
  9. Notification No. SEBI/LAD-NRO/GN/2019/37 - Dated: 23-9-2019 - Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2019
  10. Notification No. SEBI/LAD-NRO/GN/2019/36 - Dated: 23-9-2019 - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
  11. Notification No. SEBI/LAD-NRO/GN/2019/34 - Dated: 23-9-2019 - Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2019
  12. Notification No. SEBI/LAD-NRO/GN/2019/25 - Dated: 29-7-2019 - SECURITIES AND EXCHANGE BOARD OF INDIA (DELISTING OF EQUITY SHARES) (AMENDMENT) REGULATIONS, 2019
  13. Notification No. SEBI/LAD-NRO/GN/2019/26 - Dated: 29-7-2019 - SECURITIES AND EXCHANGE BOARD OF INDIA (BUY-BACK OF SECURITIES) (AMENDMENT) REGULATIONS, 2019
  14. Notification No. SEBI/LAD-NRO/GN/2019/28 - Dated: 29-7-2019 - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2019
  15. Notification No. SEBI/LAD-NRO/GN/2019/23 - Dated: 25-7-2019 - SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (SECOND AMENDMENT) REGULATIONS, 2019
  16. Notification No. SEBI/LAD-NRO/GN/2019/22 - Dated: 27-6-2019 - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2019
  17. Notification No. SEBI/LAD-NRO/GN/2019/21 - Dated: 4-6-2019 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2019
  18. Notification No. SEBI/LAD-NRO/GN/2019/16 - Dated: 10-5-2019 - Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2019
  19. Notification No. SEBI/LAD-NRO/GN/2019/12 - Dated: 7-5-2019 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019.
  20. Notification No. SEBI/LAD-NRO/GN/2019/011 - Dated: 26-4-2019 - Securities and Exchange Board of India (Mutual Funds) (Amendment)Regulations, 2019
  21. Notification No. SEBI/LAD-NRO/GN/2019/09 - Dated: 22-4-2019 - Securities And Exchange Board Of India (Real Estate Investment Trusts) (Amendment) Regulations, 2019
  22. Notification No. SEBI/LAD-NRO/GN/2019/10 - Dated: 22-4-2019 - Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations, 2019
  23. Notification No. SEBI/LAD-NRO/GN/2019/07 - Dated: 29-3-2019 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2019
  24. Notification No. F.No. LE/SEBI/IV/93 - Dated: 20-1-1993 - Securities and Exchange Board of India (Mutual Funds) Regulations, 1993
  25. Notification No. S.O. 929(E).-SEBI/SMD/II/1/93(E) - Dated: 24-11-1993 - Amendment in the respective Rules/Articles of Association the Bangalore Stock Exchange Limited.
  26. Notification No. S.O. No.14(E)-SEBI/SMD/11/3/93(E) - Dated: 11-1-1994 - Amendment in Articles of Association the Cochin Stock Exchange Ltd.
  27. Notification No. G.S.R. No.763(E) - SEBI/SMD/II/3/93 - Dated: 14-10-1994 - Cochin Stock Exchange Ltd. has pursuant to the said statutory order amended some of its Articles of Association and SEBI vide its order dated January 5,...
  28. Notification No. LAD-NRO/GN/2012-13/07/13546 - Dated: 20-6-2012 - SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) REGULATIONS, 2012
  29. Notification No. S.O. No.1035(E) - Dated: 15-10-1999 - Securities And Exchange Board Of India (Collective Investment Schemes) Regulations, 1999
  30. Notification No. S.O. No.1181(E) - SEBI/LGL/40935/2001 - Dated: 28-11-2001 - Securities and Exchange Board of India (Buy Back of Securities) (Amendment) Regulations, 2001.
  31. Notification No. S.O. No.443(E) - SEBI/LGL/15833/2003 - Dated: 17-4-2003 - The Securities and Exchange Board of India (Central Listing Authority) (Amendment) Regulations, 2003.
  32. Notification No. S.O. No.954(E) - Dated: 21-8-2003 - SECURITIES AND EXCHANGE BOARD OF INDIA (CENTRAL LISTING AUTHORITY) REGULATIONS, 2003.
  33. Notification No. S.O. No.398(E) - SEBI/LE/4261/2004 - Dated: 10-3-2004 - Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2003.
  34. Notification No. S.O. No.1204(E) - SEBI/LGL/15833/2003 - Dated: 14-10-2003 - Securities and Exchange Board of India (Central Listing Authority) (Amendment) Regulations,2003.
  35. Notification No. F.No. SEBI/LAD/DOP/22090/2003 - Dated: 5-12-2003 - Securities And Exchange Board Of India (Ombudsman) (Amendment) Regulations, 2003.
  36. Notification No. S.O. No.818(E) - SEBI/MIRSD/DOR-I/15292/2004 - Dated: 15-7-2004 - Securities and Exchange Board of India (Interest Liability Regularisation) Scheme, 2004.
  37. Notification No. S.O. No.1273(E) - SEBI/MIRSD/DOR-I/151104/2004 - Dated: 16-11-2004 - Extension of Regularisation period referred to in Securities and Exchange Board of India (Interest Liability Regularisation) Scheme,...
  38. Notification No. S.O. 1935(E) - 11/LC/GN/2006 - Dated: 9-11-2006 - Securities and Exchange Board of India (Ombudsman) (Amendment) Regulations, 2006
  39. Notification No. SEBI/LE/98096/2007 - Dated: 5-7-2007 - Withdrawal of the recognisition of Saurashtra Kutch Stock Exchange Limited.
  40. Notification No. 11/LC/GN/2008/21669 - Dated: 31-3-2008 - Securities And Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2008.
  41. Notification No. LAD/NRO/GN/2009-10/10/166936 - Dated: 19-6-2009 - Securities and Exchange Board of India (Facilitation of Issuance of Indian Depository Receipts) (Amendment) Regulations, 2009.
  42. Notification No. LAD-NRO/GN/2009-10/11/167759 - Dated: 29-6-2009 - Securities And Exchange Board Of India (Payment Of Fees) (Amendment) Regulations, 2009
  43. Notification No. LAD-NRO/GN/2009-10/30/199044 - Dated: 19-3-2010 - Securities And Exchange Board Of India (Credit Rating Agencies) (Amendment) Regulations, 2010.
  44. Notification No. SEBI/LAD-NRO/GN/2018/59 - Dated: 31-12-2018 - Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2018
  45. Notification No. SEBI/LAD-NRO/GN/2019/02 - Dated: 21-1-2019 - Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2019
  46. Notification No. S.O. 856 (E) - Dated: 9-12-1996 - SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) REGULATIONS, 1996
  47. Notification No. S.O. 975 (E) - Dated: 14-11-1998 - SECURITIES AND EXCHANGE BOARD OF INDIA (BUY BACK OF SECURITIES) REGULATIONS, 1998
  48. Notification No. S.O. No.547(E) - Dated: 7-7-1999 - SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) REGULATIONS, 1999
  49. Notification No. S.O. No. 953(E) - Dated: 21-8-2003 - SECURITIES AND EXCHANGE BOARD OF INDIA (OMBUDSMAN) REGULATIONS, 2003
  50. Notification No. F. No. SEBI/LE/26/2003 - Dated: 20-11-2003 - Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003
  51. Notification No. F. No. SEBI/LAD/DOP/3348/2004 - Dated: 19-2-2004 - SECURITIES AND EXCHANGE BOARD OF INDIA (SELF REGULATORY ORGANIZATIONS) REGULATIONS, 2004
  52. Notification No. S.O. No. 2097(E) - Dated: 14-12-2006 - SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY FEE ON STOCK EXCHANGES) REGULATIONS, 2006
  53. Notification No. F. No. 11/LC/GN/2007/4567 - Dated: 17-10-2007 - (CERTIFICATION OF ASSOCIATED PERSONS IN THE SECURITIES MARKETS) REGULATIONS, 2007
  54. Notification No. LAD-NRO/GN/2008/12/126567 - Dated: 26-5-2008 - SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF SECURITISED DEBT INSTRUMENTS AND SECURITY RECEIPTS) REGULATIONS, 2008
  55. Notification No. SEBI/LAD-NRO/GN/2018/43 - Dated: 9-10-2018 - SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF SECURITISED DEBT INSTRUMENTS AND SECURITY RECEIPTS) (SECOND AMENDMENT) REGULATIONS, 2018
  56. Notification No. LAD-NRO/GN/2009-2010/09/165992 - Dated: 10-6-2009 - SECURITIES AND EXCHANGE BOARD OF INDIA (DELISTING OF EQUITY SHARES) REGULATIONS, 2009
  57. Notification No. LAD-NRO/GN/2013-14/18/6384 - Dated: 19-8-2013 - Securities And Exchange Board Of India (Mutual Funds) (Third Amendment Regulations, 2013.
  58. Notification No. LAD-NRO/GN/2013-2014/21/6463 - Dated: 2-9-2013 - Securities Contracts (Regulation) (Stock Exchanges And Clearing Corporations) (Amendment) Regulations, 2013
  59. Notification No. LAD-NRO/GN/2013-14/24/6573 - Dated: 16-9-2013 - Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2013.
  60. Notification No. LAD-NRO/GN/2013-14/28/6720 - Dated: 8-10-2013 - Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013.
  61. Notification No. SEBI/LAD-NRO/GN/2018/58 - Dated: 31-12-2018 - Securities And Exchange Board of India (Foreign Portfolio Investors) (Third Amendment) Regulations, 2018
  62. Notification No. F. No. LAD-NRO/GN/2011-12/24/30181 - Dated: 23-9-2011 - SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 2011
  63. Notification No. LAD-NRO/GN/2013-14/39/51 - Dated: 9-1-2014 - Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014.
  64. Notification No. LAD-NRO/GN/2013-14/03/1089 - Dated: 23-5-2014 - Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014
  65. Notification No. LAD-NRO/GN/2014-15/27/541 - Dated: 24-3-2015 - Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2015.
  66. Notification No. SEBI/LAD-NRO/GN/2015-16/010 - Dated: 14-8-2015 - Securities and Exchange Board of India (Delisting of Equity Shares) (Second Amendment) Regulations, 2015
  67. Notification No. SEBI/LAD-NRO/GN/2015-16/011 - Dated: 14-8-2015 - (Alternative Investment Funds) (Amendment) Regulations, 2015.
  68. Notification No. SEBI/LAD-NRO/GN/2015-16/015 - Dated: 8-9-2015 - Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) (Amendment) Regulations, 2015
  69. Notification No. SEBI/LAD-NRO/GN/2015-16/016 - Dated: 8-9-2015 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2015.
  70. Notification No. SEBI/LAD-NRO/GN/2015-16/021 - Dated: 18-9-2015 - Securities and Exchange Board of India (Shares Based Employee Benefits) (Amendment) Regulations, 2015.
  71. Notification No. SEBI/LAD/NRO/GN/2015-16/029 - Dated: 11-1-2016 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2016
  72. Notification No. SEBI/LAD-NRO/GN/2015-16/030 - Dated: 12-1-2016 - Securities And Exchange Board Of India (Delisting Of Equity Shares) (Amendment) Regulations, 2016.
  73. Notification No. SEBI/LAD-NRO/GN/2015-16/038 - Dated: 7-3-2016 - Securities and Exchange Board of India (Depositories And Participants) (Second Amendment) Regulations, 2016.
  74. Notification No. SEBI/LAD-NRO/GN/2015-16/037 - Dated: 7-3-2016 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2016.
  75. Notification No. SEBI/LAD-NRO/GN/2016-17/001 - Dated: 10-5-2016 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2016
  76. Notification No. SEBI/LAD-NRO/GN/2016-17/008 - Dated: 17-6-2016 - Securities and Exchange Board of India (Listing Obligations And Disclosure Requirements) (Second Amendment) Regulations, 2016
  77. Notification No. LAD-NRO/GN/2012-13/04/11262 - Dated: 21-5-2012 - SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012
  78. Notification No. SEBI/LAD-NRO/GN/2016-17/011 - Dated: 26-8-2016 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Third Amendment) Regulations, 2016.
  79. Notification No. SEBI/LAD-NRO/GN/2016-17/021 - Dated: 29-11-2016 - Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations, 2016
  80. Notification No. LAD-NRO/GN/2012-13/31/1778 - Dated: 21-1-2013 - SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013
  81. Notification No. SEBI/LAD-NRO/GN/2016-17/026 - Dated: 3-1-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2016.
  82. Notification No. SEBI/LAD-NRO/GN/2016-17/025 - Dated: 3-1-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2016
  83. Notification No. SEBI/LAD-NRO/GN/2016-17/020 - Dated: 11-1-2017 - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2017.
  84. Notification No. SEBI/LAD-NRO/GN/2016-17/029 - Dated: 10-2-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2017.
  85. Notification No. SEBI/LAD-NRO/GN/2016-17/031 - Dated: 10-2-2017 - Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2017
  86. Notification No. SEBI/LAD-NRO/GN/2016-17/033 - Dated: 14-2-2017 - SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (SECOND AMENDMENT) REGULATIONS, 2017
  87. Notification No. SEBI/LAD-NRO/GN/2016-17/035 - Dated: 21-2-2017 - Securities and Exchange Board of India (Foreign Portfolio Investors) (Second Amendment) Regulations, 2017
  88. Notification No. LAD-NRO/GN/2014-15/16/1729 - Dated: 28-10-2014 - SECURITIES AND EXCHANGE BOARD OF INDIA (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014
  89. Notification No. LAD-NRO/GN/2014-15/07/1414 - Dated: 1-9-2014 - SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014
  90. Notification No. LAD-NRO/GN/2014-15/11/1576 - Dated: 26-9-2014 - SECURITIES AND EXCHANGE BOARD OF INDIA (REAL ESTATE INVESTMENT TRUSTS) REGULATIONS, 2014
  91. Notification No. SEBI/LAD-NRO/GN/2017-18/003 - Dated: 26-5-2017 - SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (THIRD AMENDMENT) REGULATIONS, 2017
  92. Notification No. SEBI/LAD-NRO/GN/2017-18/004 - Dated: 29-5-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (THIRD AMENDMENT) REGULATIONS, 2017
  93. Notification No. SEBI/LAD-NRO/GN/2017-18/012 - Dated: 20-7-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (FOURTH AMENDMENT) REGULATIONS, 2017
  94. Notification No. LAD-NRO/GN/2014-15/10/1577 - Dated: 26-9-2014 - SECURITIES AND EXCHANGE BOARD OF INDIA (INFRASTRUCTURE INVESTMENT TRUSTS) REGULATIONS, 2014
  95. Notification No. LAD-NRO/GN/2013-14/36/12 - Dated: 7-1-2014 - SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014
  96. Notification No. LAD-NRO/GN/2014-15/21/85 - Dated: 15-1-2015 - SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015
  97. Notification No. SEBI/LAD-NRO/GN/2015-16/013 - Dated: 2-9-2015 - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  98. Notification No. SEBI/LAD-NRO/GN/2018/41 - Dated: 3-10-2018 - SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) REGULATIONS, 2018
  99. Notification No. SEBI/LAD-NRO/GN/2018/32 - Dated: 11-9-2018 - SECURITIES AND EXCHANGE BOARD OF INDIA (BUY-BACK OF SECURITIES) REGULATIONS, 2018
  100. Notification No. SEBI/LAD-NRO/GN/2018/39 - Dated: 3-10-2018 - SECURITIES AND EXCHANGE BOARD OF INDIA (APPOINTMENT OF ADMINISTRATOR AND PROCEDURE FOR REFUNDING TO THE INVESTORS) REGULATIONS, 2018
  101. Notification No. SEBI/LAD-NRO/GN/2018/51 - Dated: 13-12-2018 - Securities and Exchange Board of India (Mutual Funds) (Fourth Amendment) Regulations, 2018
  102. Notification No. SEBI/LAD-NRO/GN/2017-18/024 - Dated: 15-12-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (INFRASTRUCTURE INVESTMENT TRUSTS) (AMENDMENT) REGULATIONS, 2017
  103. Notification No. SEBI/LAD-NRO/GN/2017-18/022 - Dated: 15-12-2017 - SECURITIES AND EXCHANGE BOARD OF INDIA (REAL ESTATE INVESTMENT TRUSTS) (AMENDMENT) REGULATIONS, 2017
  104. Notification No. SEBI/LAD-NRO/GN/2018/50 - Dated: 6-12-2018 - Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2018
  1. DEPOSITORIES ACT, 1996
  2. SECURITIES CONTRACTS (REGULATION) ACT, 1956
  3. Securities and Exchange Board of India Act, 1992
  4. Section 30 - Power to make regulations
  5. Section 29 - Power to make rules
  6. Section 23JA - Settlement of administrative and civil proceedings
  7. Section 19IA - Settlement of Administrative Civil Proceedings.
  8. Section 194LD - Income by way of interest on certain bonds and Government securities.
  9. Section 19 - Power of Board to give directions in certain cases
  10. Section 15JB - settlement of administrative and civil proceedings
  11. Section 15J - Factors to be taken into account while adjudging quantum of penalty
  12. Section 15I - Power to adjudicate
  13. Section 15HB - Penalty for contravention where no separate penalty has been provided
  14. Section 15HA - Penalty for fraudulent and unfair trade practices
  15. Section 15H - Penalty for non-disclosure of acquisition of shares and takeovers
  16. Section 15G - Penalty for insider trading
  17. Section 15F - Penalty for default in case of stock brokers
  18. Section 15EB - Penalty for default in case of investment adviser and research analyst
  19. Section 15EA - Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts.
  20. Section 15E - Penalty for failure to observe rules and regulations by an asset management company
  21. Section 15D - Penalty for certain defaults in case of mutual funds
  22. Section 15C - Penalty for failure to redress investors’ grievances
  23. Section 15B - Penalty for failure by any person to enter into agreement with clients
  24. Section 15A - Penalty for failure to furnish information, return, etc
  25. Section 14 - Fund
  26. Section 12A - Power to issue directions
  27. Section 12 - Registration of stock brokers, sub-brokers, share transfer agents, etc
  28. Section 11B - Power to issue directions and levy penalty
  29. Rule 3 - Form of Annual Report.
  30. Regulation 76 - Adjudication, etc.
  31. Regulation 6 - Powers of Investigating Authority
  32. Regulation 45 - Cancellation or suspension of registration
  33. Regulation 40 - Right of inspection by the Board
  34. Regulation 4 - Eligibility criteria of foreign portfolio investor
  35. Regulation 35 - Liability for action in case of default
  36. Regulation 32 - Power to issue directions
  37. Regulation 3 - Establishment of Fund.
  38. Regulation 296 - Directions by the Board
  39. Regulation 28 - Directions by the Board
  40. Regulation 27A - Directions by the Board
  41. Regulation 27 - Inspection by the Board
  42. Regulation 25 - Power to issue directions
  43. Regulation 25 - Liability for non-compliance of obligations
  44. Regulation 25 - Liability for action in case of default.
  45. Regulation 24 - Inspection by the Board.
  46. Regulation 24 - Action in case of violation
  47. Regulation 22 - CONSEQUENCES OF NON-IMPLEMENTATION OF THE AWARD
  48. Regulation 2 - Definitions.
  49. Regulation 2 - Definitions
  50. Regulation 2 - Definitions
  51. Regulation 2 - Definitions
  52. Regulation 2 - Definitions
  53. Regulation 2 - Definitions
  54. Regulation 2 - Definitions
  55. Regulation 2 - Definitions
  56. Regulation 2 - Definitions
  57. Regulation 19 - Obligations of Intermediary on inspection.
  58. Regulation 19 - Action for acting, dealing etc. without obtaining unique identification number
  59. Regulation 17 - Right of inspection by the Board.
  60. Regulation 14 - PROCEDURE OF FILING COMPLAINT
  61. Regulation 13 - Imposition of penalty
  62. Regulation 12 - Suspension or cancellation of registration
  63. Regulation 12 - Composition of Board of Directors
  64. Regulation 11 - The Board may, without prejudice to the provisions contained in sub-sections.....
  65. Regulation 1 - Short title, commencement and application
  66. Regulation 1 - Short title, commencement and applicability
  67. Regulation 1 - Short title, application and commencement.
  68. Regulation 1 - Short Title and Commencement.
  69. Regulation 1 - Short title and commencement.
  70. Regulation 1 - Short title and commencement
  71. Regulation 1 - Short title and commencement
  72. Regulation 1 - Short title and commencement
  73. Regulation 1 - Short title and commencement
  74. Regulation 1 - SHORT TITLE AND COMMENCEMENT
  75. Regulation 1 - Short Title and Commencement
  76. Regulation 1 - Short title and commencement
  77. Regulation 1 - Short title and commencement
  78. Regulation 1 - Short title and commencement
  79. Regulation 1 - Short title and commencement
  80. Regulation 1 - Short title and commencement
  81. Regulation 1 - Short title and commencement
  82. Regulation 1 - Short title and commencement
  83. Regulation 1 - Short title and commencement
  84. Regulation 1 - Short title and commencement
  85. Regulation 1 - Short title and commencement
  86. Regulation 1 - Short title and commencement
  87. Regulation 1 - Short title and commencement
  88. Regulation 1 - Short title and commencement

 

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