9911796707
TMI BlogSecurities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2011X X X X Extracts X X X X X X X X Extracts X X X X ..... ns may be called the Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2011. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 - (i) in regulation 13,- (a) for marginal note, the following shall be substituted, namely:- "Disclosure of interest or holding in listed companies by certain persons - Initial Disclosure."; (b) after sub-regulation (2), the following sub-regulation shall be inserted, namely:- "(2A) Any person who is a promoter or part of promoter group of a listed company shall disclose to the company in Form B the number of shares or voting ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... FORM B Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 [Regulations 13(2), 13(2A) and 13(6)] Details of shares or voting rights held by Director or Officer and his dependents or Promoter or Person who is part of Promoter Group of a listed company, or positions taken in derivatives by Director or Officer of a listed company and his dependents. Name, PAN No. & Address of Promoter/Person who is part of Promoter Group/ Director/ Officer Date of assuming office of Director/Officer OR Date of becoming Promoter/part of Promoter Group No. & % of shares/voting rights held at the time of becoming Promoter/part of Promoter Group/ Director/ Officer Date of intimation to company Mode of acquisition (mark ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 1992, was published in the Gazette of India on 19th November, 1992, vide S.O. LE/6308/92 (E). 2. The Securities and Exchange Board of India (Insider Trading) Regulations, 1992, was subsequently mended - a. on 28th March, 2000 by the Securities and Exchange Board of India (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No. 278 (E). b. on February, 2002 by the SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2002 vide SO.221/(E). c. on 29th November, 2002 by the SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 2002 vide SO. 1245 (E). d. on 11th July, 2003 by the SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2003 vide S.O. 796(E). e. on 19th November, ..... X X X X Extracts X X X X X X X X Extracts X X X X
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