TMI BlogSecurities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) (Second Amendment) Regulations, 2005X X X X Extracts X X X X X X X X Extracts X X X X ..... In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, namely :- 1. 1 [ These regulations may be called the Securities and Exchan ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ficer may extend the time mentioned under clause (i) for sufficient reasons to be recorded in writing. ; (iii) in regulation 8- (a) the word shall occurring after the words has been issued and before the words submit to the enquiry officer shall be substituted with the word may ; (b) in the proviso, after the words for sufficient reasons and before the comma, the following wo ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... itiously as possible and endeavour shall be made by him to pass such order within one hundred and twenty days from the date of receipt of reply of the intermediary. ; (d) after sub-regulation (4), the following explanation shall be inserted, namely: - Explanation : For the purposes of this sub-regulation, the date of receipt of reply of the intermediary includes the date on which th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... . The Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 were subsequently amended- a. On November 27, 2003 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) (Amendment) Regulations, 2003 vide F. No.SEBI/LAD/DOP/22093/2003). b. On December 30 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... e S.O.No.28(E). ********* Notes:- 1. Substituted vide Notification No. S.O. No. 1333(E) dated 21-08-2006 before it was read as These Regulations may be called the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) (Amendment) Regulations, 2005. - Notification Tax Management India - taxmanageme ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
