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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

Extract

..... Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023. 2. They shall come into force on the date of their publication in the Official Gazette: Provided that the amendments in Regulation 15 shall come into force with effect from April 1, 2023; Provided further that the amendment in Schedule V, Paragraph C, sub-para (10), shall be applicable for Annual Reports filed for the financial year 2022-2023 and thereafter. 3. In the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 - I. in regulation 15, in sub-regulation (1A), Explanation (4) shall be omitted. II. in regulation 15, after sub-regulation (1A), following sub-regulation shall be inserted, namely, - “( .....

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

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..... shall specifically include the functional heads, by whatever name called and the Company Secretary and the Chief Financial Officer.” V. in regulation 17, in sub-regulation (1C), after the words “for appointment” and before the words “of a person”, the words “or re-appointment” shall be inserted. VI. in regulation 17, after sub-regulation (1C), the following proviso shall be inserted, namely- “Provided that a public sector company shall ensure that the approval of the shareholders for appointment or re-appointment of a person on the Board of Directors or as a Manager is taken at the next general meeting:” VII. in regulation 17, after sub-regulation (1C), in the existing first proviso, aft .....

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

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..... er 22, 2015 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2015 vide notification no. SEBI/LAD-NRO/GN/2015-16/27. b) May 25, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2016 vide notification No. SEBI/LAD-NRO/GN/ 2016-17/001. c) July 8, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2016 vide notification No. SEBI/ LAD-NRO/GN/ 2016-17/008. d) January 4, 2017 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2016 vide notification No.SEBI/ .....

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

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..... , 2018 vide notification No.. SEBI/LADNRO/GN/2018/30. l) November 16, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018 vide notification No.. SEBI/LADNRO/ GN/2018/47. m) March 29, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2019 vide notification No.. SEBI/LAD-NRO/GN/2019/07. n) May 7, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019, vide notification No. SEBI/ LADNRO/GN/2019/12. o) June 27, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirem .....

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

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..... Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021, vide notification No. SEBI/ LADNRO/ GN/2021/22. x) August 3, 2021 by the Securities and Exchange Board of India (Regulatory Sandbox) (Amendment) Regulations, 2021 vide notification No. SEBI/LAD-NRO/GN/2021/30. y) August 3, 2021 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021, vide notification No. SEBI/ LAD-NRO/GN/ 2021/35. z) August 13, 2021 by the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2021, vide notification No. SEBI/ LAD-NRO/GN/ 2021/42. aa) September 7, 2021 by the Securities and Exchange Board .....

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/117 - SEBI

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  1. Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  2. SECURITIES CONTRACTS (REGULATION) ACT, 1956
  3. Securities and Exchange Board of India Act, 1992
  4. Section 31 - Power of Securities and Exchange Board of India to make regulations - SECURITIES CONTRACTS (REGULATION) ACT, 1956
  5. Section 30 - Power to make regulations - Securities and Exchange Board of India Act, 1992
  6. Section 11A - Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities - Securities and Exchange Board of India Act, 1992
  7. Section 11 - Functions of Board - Securities and Exchange Board of India Act, 1992
  8. SCHEDULE - 05 - ANNUAL REPORT [See Regulation 34(3) and 53(f)] - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  9. SCHEDULE - 03 - DISCLOSURES OF EVENTS OR INFORMATION - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  10. Regulation 31A - Conditions for re-classification of any person as promoter / public - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  11. Regulation 26 - Obligations with respect to employees including senior management, key managerial personnel, directors and promoters - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  12. Regulation 17 - Board of Directors. - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  13. Regulation 16 - Definitions - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  14. Regulation 15 - Applicability - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015