Home Acts & Rules SEBI Act Securities and Exchange Board of India Act, 1992 Chapters List Chapter IV POWERS AND FUNCTIONS OF THE BOARD This
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Section 11A - Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities - Securities and Exchange Board of India Act, 1992
Extract
1 [Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities. 11A. (1) Without prejudice to the provisions of the Companies Act, 1956 (1 of 1956), the Board may, for the protection of investors,- (a) specify, by regulations- (i) the matters relating to issue of capital, transfer of securities and other matters incidental thereto; and (ii) the manner in which such matters shall be disclosed by the companies; (b) by general or special orders- (i) prohibit any company from issuing prospectus, any offer document, or advertisement soliciting money from the public for the issue of securities; (ii) specify the conditions subject to which the prospectus, such offer document or advertisement, if not prohibited, may be issued. (2) Without prejudice to the provisions of section 21 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Board may specify the requirements for listing and transfer of securities and other matters incidental thereto.] ********** 1 Substituted by the SEBI (Amendment) Act, 2002, w.e.f. 29-10-2002. Earlier section 11A was inserted by the Securities Laws (Amendment) Act, 1995, w.e.f. 25-1-1995. Prior to its substitution, section 11A read as under:- 11A. Matters to be disclosed by the companies.- Without Prejudice to the Provisions of the Companies Act , 1956 (1 of 1956), the board may , for the protection of investors, specify, by regulations,- (a) the matters relating to issue of capital, transfer of securities and other matters incidental thereto; and (b) the manner in which such matters, Shall be disclosed by the companies.
- SEBI/LAD-NRO/GN/2023/161 - Dated: 21-12-2023 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Seventh Amendment) Regulations, 2023
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- SEBI/LAD-NRO/GN/2023/155 - Dated: 9-10-2023 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2023
- SEBI/LAD-NRO/GN/2023/151 - Dated: 19-9-2023 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2023
- SEBI/LAD-NRO/GN/2023/149 - Dated: 23-8-2023 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2023.
- SEBI/LAD-NRO/GN/2023/146 - Dated: 16-8-2023 - SEBI - Securities and Exchange Board of India (Facilitation of Grievance Redressal Mechanism) (Amendment) Regulations, 2023
- SEBI/LAD-NRO/GN/2023/131 - Dated: 14-6-2023 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2023
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- SEBI/LAD-NRO/GN/2022/109 - Dated: 5-12-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Seventh Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2022/103 - Dated: 14-11-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2022/88 - Dated: 25-7-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2022/80 - Dated: 25-4-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2022/79 - Dated: 11-4-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2022
- SEBI/ LAD-NRO/GN/2022/76 - Dated: 22-3-2022 - SEBI - Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) (Second Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2022/66 - Dated: 24-1-2022 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2022
- SEBI/LAD-NRO/GN/2021/55 - Dated: 9-11-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2021
- SEBI/LAD-NRO/GN/2021/47 - Dated: 7-9-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021.
- SEBI/LAD-NRO/GN/2021/42 - Dated: 13-8-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2021
- SEBI/LAD-NRO/GN/2021/40 - Dated: 13-8-2021 - SEBI - Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
- SEBI/LAD-NRO/GN/2021/35 - Dated: 3-8-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021.
- SEBI/LAD-NRO/GN/2021-25 - Dated: 10-6-2021 - SEBI - Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2021
- SEBI/LAD-NRO/GN/2021/22 - Dated: 5-5-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2021.
- SEBI/LAD-NRO/GN/2021/02 - Dated: 8-1-2021 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2021
- SEBI/LAD-NRO/GN/2020/33 - Dated: 8-10-2020 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2020
- SEBI/LAD-NRO/GN/2020/25 - Dated: 5-8-2020 - SEBI - Securities And Exchange Board of India (Listing Obligations And Disclosure Requirements) (Second Amendment) Regulations, 2020
- SEBI/LAD-NRO/GN/2020-02 - Dated: 10-1-2020 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020
- SEBI/LAD-NRO/GN/2019/45 - Dated: 26-12-2019 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2019
- SEBI/LAD-NRO/GN/2019/28 - Dated: 29-7-2019 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2019
- SEBI/LAD-NRO/GN/2019/25 - Dated: 29-7-2019 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (DELISTING OF EQUITY SHARES) (AMENDMENT) REGULATIONS, 2019
- SEBI/LAD-NRO/GN/2019/22 - Dated: 27-6-2019 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2019
- SEBI/LAD-NRO/GN/2019/12 - Dated: 7-5-2019 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2019.
- SEBI/LAD-NRO/GN/2019/07 - Dated: 29-3-2019 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2019
- SEBI/LAD-NRO/GN/2018/10 - Dated: 9-5-2018 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018.
- SEBI/LAD-NRO/GN/2016-17/029 - Dated: 10-2-2017 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2017.
- SEBI/LAD-NRO/GN/2016-17/025 - Dated: 3-1-2017 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2016
- SEBI/LAD-NRO/GN/2016-17/008 - Dated: 17-6-2016 - SEBI - Securities and Exchange Board of India (Listing Obligations And Disclosure Requirements) (Second Amendment) Regulations, 2016
- SEBI/LAD-NRO/GN/2016-17/001 - Dated: 10-5-2016 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2016
- SEBI/LAD-NRO/GN/2015-16/030 - Dated: 12-1-2016 - SEBI - Securities And Exchange Board Of India (Delisting Of Equity Shares) (Amendment) Regulations, 2016.
- SEBI/LAD-NRO/GN/2015-16/021 - Dated: 18-9-2015 - SEBI - Securities and Exchange Board of India (Shares Based Employee Benefits) (Amendment) Regulations, 2015.
- SEBI/LAD-NRO/GN/2015-16/013 - Dated: 2-9-2015 - SEBI - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
- SEBI/LAD-NRO/GN/2015-16/010 - Dated: 14-8-2015 - SEBI - Securities and Exchange Board of India (Delisting of Equity Shares) (Second Amendment) Regulations, 2015
- LAD-NRO/GN/2014-15/27/541 - Dated: 24-3-2015 - SEBI - Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2015.
- LAD-NRO/GN/2014-15/16/1729 - Dated: 28-10-2014 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014
- LAD-NRO/GN/2013-14/28/6720 - Dated: 8-10-2013 - SEBI - Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013.
- LAD-NRO/GN/2009-2010/09/165992 - Dated: 10-6-2009 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (DELISTING OF EQUITY SHARES) REGULATIONS, 2009
- F. No. SEBI/LE/26/2003 - Dated: 20-11-2003 - SEBI - Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003
- S.O. No.1204(E) - SEBI/LGL/15833/2003 - Dated: 14-10-2003 - SEBI - Securities and Exchange Board of India (Central Listing Authority) (Amendment) Regulations,2003.
- S.O. No.954(E) - Dated: 21-8-2003 - SEBI - SECURITIES AND EXCHANGE BOARD OF INDIA (CENTRAL LISTING AUTHORITY) REGULATIONS, 2003.
- S.O. No.443(E) - SEBI/LGL/15833/2003 - Dated: 17-4-2003 - SEBI - The Securities and Exchange Board of India (Central Listing Authority) (Amendment) Regulations, 2003.
- SECURITIES CONTRACTS (REGULATION) ACT, 1956
- Companies Act, 1956
- Section 30 - Power to make regulations - Securities and Exchange Board of India Act, 1992
- Section 24 - Power of Securities and Exchange Board to regulate issue and transfer of securities, etc - Companies Act, 2013
- Section 21 - Conditions for listing - SECURITIES CONTRACTS (REGULATION) ACT, 1956
- Section 11B - Power to issue directions and levy penalty - Securities and Exchange Board of India Act, 1992
- Regulation 296 - Directions by the Board - Securities and Exchange Board of India (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018
- Regulation 28 - Directions by the Board - Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008
- Regulation 27A - Directions by the Board - Securities and Exchange Board of India (Issue and Listing of Municipal Debt Securities) Regulations, 2015
- Regulation 25 - Power to issue directions - Securities and Exchange Board of India (Issue And Listing Of Non-Convertible Redeemable Preference Shares) Regulations, 2013
- Regulation 1 - Short title, commencement and application. - Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
- Regulation 1 - Short title, commencement and application - Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014
- Regulation 1 - Short Title and Commencement - Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
- Regulation 1 - Short title and commencement - Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009
- Regulation 1 - Short title and commencement - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
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